Chest
Volume 116, Issue 2, August 1999, Pages 416-423
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Clinical Investigations
Miscellaneous
Spirometry in Primary Care Practice: The Importance of Quality Assurance and the Impact of Spirometry Workshops

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Objective

To determine the quality of spirometry performed in primary care practice and to assess the impact of formal training.

Design

Randomized, controlled prospective interventional study.

Setting

Primary care practice, Auckland City, New Zealand.

Participants

Thirty randomly selected primary care practices randomized to “trained” or “usual” groups. One doctor and one practice nurse were nominated to participate from each practice.

Interventions

“Trained” was defined as participation in an “initial” spirometry workshop at week 0 and a “maintenance of standards” workshop at week 12.“ Usual” was defined as no formal training until week 12, when participants they attended the same “initial” workshop provided for the trained group. The study duration was 16 weeks. Each practice was provided with a spirometer to be used at their clinical discretion.

Measurements and results

Spirometry data were uploaded weekly and analyzed using American Thoracic Society (ATS) criteria for acceptability and reproducibility. The workshops were assessed objectively with practical and written assessments, confirming a significant training effect. However, analysis of spirometry performed in clinical practice by the trained practitioners revealed three acceptable blows in only 18.9% of patient tests. In comparison, 5.1% of patient tests performed by the usual practitioners had three acceptable blows (p < 0.0001). Only 13.5% of patient tests in the trained group and 3.4% in the usual group (p < 0.0001) satisfied full acceptability and reproducibility criteria. However, 33.1% and 12.5% of patient tests in the trained and usual groups, respectively (p < 0.0001), achieved at least two acceptable blows, the minimum requirement. Nonacceptability was largely ascribable to failure to satisfy end-of-test criteria; a blow of at least 6 s. Visual inspection of the results of these blows as registered on the spirometer for the presence of a plateau on the volume-time curve suggests that < 15% were acceptable.

Conclusions

Although a significant training effect was demonstrated, the quality of the spirometry performed in clinical practice did not generally satisfy full ATS criteria for acceptability and reproducibility. Further study would be required to determine the clinical impact. However, the ATS guidelines allow for the use of data from unacceptable or nonreproducible maneuvers at the discretion of the interpreter. Since most of the failures were end-of-test related, the FEV1 levels are likely to be valid. Our results serve to emphasize the importance of effective training and quality assurance programs to the provision of successful spirometry in primary care practice.

Section snippets

Participants

A randomized, controlled prospective study was performedto examine the quality of practice. Practitioners were invited to participate by an introductory letter, sent to 301 primary care practices; 119 of 301 practices (40%)accepted. Thirty of 119 practices (25%), each nominating one doctorand one nurse, were randomly selected to make up the final studygroup. Local ethics committee approval was obtained.

Three separate evaluations were performed:

  • 1.

    Spirometry quality (using ATS criteria) was

Results

A total of 1,012 patient tests (2,928 blows) were performed. The mean number (SD) of patient tests per practice per week was 2.3(2.4). Patient demographic data included the following: meanage, 46.0 years (range, 5 to 90 years); and patientswere equally divided by gender (male/female ratio, 1:0.98). Themajority of patients were either white (83%) or Maori/Pacific Islander(12.5%), reflecting the ethnic distribution in the Auckland region.

Discussion

This is the first study to formally address the quality ofspirometry performed in primary care practice. Spirometry performed inclinical primary care practice did not generally satisfy ATS criteriafor acceptability and reproducibility, both before and after formaltraining, although a significant training effect was observed. Is itpossible the ATS criteria are unnecessarily rigorous? Published datawould suggest not. The Lung Health Study demonstrated that in only2.1% of test sessions were

ACKNOWLEDGMENT

The authors are grateful to Dr. J Kolbe for hisvalued advice on manuscript preparation.

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This study was supported by a grant from the Northern Regional HealthAuthority and the Asser Trust.

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