Article Text

Download PDFPDF

Asthma–COPD overlap 2015: now we are six
  1. Peter G Gibson1,2,
  2. Vanessa M McDonald1,2
  1. 1Priority Research Centre for Asthma and Respiratory Diseases, University of Newcastle, Newcastle, New South Wales, Australia
  2. 2Department of Respiratory and Sleep Medicine, John Hunter Hospital, New Lambton Heights, New South Wales, Australia
  1. Correspondence to Professor Peter G Gibson, Department of Respiratory and Sleep Medicine, John Hunter Hospital, Level 2, Hunter Medical Research Institute, Kookaburra Circuit, New Lambton Heights, NSW 2305, Australia; Peter.Gibson{at}


Background The overlap between asthma and COPD is increasingly recognised. This review examines the new insights, treatment and remaining knowledge gaps for asthma–COPD overlap.

Method A systematic literature review of cluster analyses of asthma and COPD was performed. Articles from 2009 to the present dealing with prevalence, morbidity and treatment of asthma–COPD overlap were identified and reviewed.

Results Asthma–COPD overlap was consistently recognised in studies using a variety of different study designs and sampling. The prevalence was approximately 20% in patients with obstructive airways diseases. Asthma–COPD overlap was associated with increased morbidity and possibly an increased mortality and comorbidity. There was evidence of a heterogeneous pattern of airway inflammation that included eosinophilic (in adult asthma), neutrophilic or mixed patterns (in severe asthma and COPD). Systemic inflammation was present in asthma–COPD overlap and resembled that of COPD. Within asthma–COPD overlap, there is evidence of different subgroups, and recognition using bronchodilator responsiveness has not been successful. Guidelines generally recommend a serial approach to assessment, with treatment recommendations dominated by an asthma paradigm. Research is needed into key clinical features that impact outcome, mechanisms and treatment approaches in asthma–COPD overlap. Identifying and treating disease components by multidimensional assessment shows promise.

Conclusions Asthma–COPD overlap has drawn attention to the significant heterogeneity that exists within obstructive airway diseases. It should be replaced by novel approaches that identify and manage the components of this heterogeneity, such as multidimensional assessment and treatment. Future research is needed to test these novel and personalised approaches.

  • Asthma
  • COPD epidemiology
  • Paediatric asthma
  • Asthma Guidelines

Statistics from

Request Permissions

If you wish to reuse any or all of this article please use the link below which will take you to the Copyright Clearance Center’s RightsLink service. You will be able to get a quick price and instant permission to reuse the content in many different ways.


Since Thorax reviewed this topic in 2009,1 there have been many publications addressing the heterogeneity within asthma and COPD and the problem of the overlap between asthma and COPD. What progress has been made? What new insights have been gained? How can we treat this problem? What knowledge gaps remain? This review will address these issues (box 1).

Box 1

Why is asthma–COPD overlap important?

  1. Prevalence: Asthma–COPD overlap has a prevalence of approximately 20% of patients with obstructive airway disease (asthma or COPD) and 2% in the general population. This is consistent across study designs and varying definitions.

  2. Increased illness burden: Asthma–COPD overlap leads to significant health status impairment, increased exacerbations and increased hospitalisations.

  3. Treatment implications:

    • When asthma is not recognised, there is potential for increased adverse events and drug toxicity from long-acting β2 agonists use.

    • There is an increased response to inhaled corticosteroids and long-acting β2 agonists in COPD patients with asthma.

    • There is limited evidence for treatment recommendations because asthma–COPD overlap patients are excluded from randomised controlled trials.

  4. Childhood onset: There may be opportunities to prevent the development of asthma–COPD overlap by studying early-life origins.


This review adopts a nominalist approach to disease definition.2 The overlap of asthma and COPD is diagnosed when a patient has the defining characteristic of COPD, namely incompletely reversible airflow limitation3 as well as features of asthma.2 This is consistent with the description of the asthma–COPD overlap syndrome (ACOS) recommended by the Global Initiative for Asthma (GINA) and Global Initiative for Chronic Obstructive Lung Disease (GOLD) guidelines committees, which is “Asthma-COPD overlap syndrome (ACOS) is characterized by persistent airflow limitation with several features usually associated with asthma and several features usually associated with COPD. ACOS is therefore identified by the features it shares with both asthma and COPD”. 4

Prevalence and impact

Articles from 2009 to the present dealing with prevalence, morbidity and treatment of asthma–COPD overlap were identified and reviewed. We searched MEDLINE (2009–2014) using the search terms (overlap AND asthma [MeSH Terms] OR COPD [MeSH Terms] OR (chronic obstructive pulmonary disease [MeSH Terms]) OR (chronic obstructive airway disease [MeSH Terms]). The prevalence of asthma–COPD overlap, and the impact of comorbid disease have been described in cohort and population-based studies5–9 (box 1 and figure 1). A variety of sampling methods and case definitions have been used to assess asthma–COPD overlap. The prevalence was found to be approximately 20% of participants with obstructive airway disease (figure 1) and 2% of adult population samples.8–10 Patients with coexisting asthma and COPD have an increased illness burden compared with asthma or COPD alone. They suffer greater health status impairment and more frequent acute exacerbations resulting in increased hospitalisation5–7 (box 1). Mortality may also be increased.10 Diaz-Guzman10 reported a population sample of 15 203 participants and found that 2.7% had coexisting asthma and COPD. This group had the highest risk of mortality (HR 1.45, 95% CI 1.06 to 1.98), followed by COPD alone (HR 1.28, 95% CI 1.13 to 1.45) and asthma alone (HR 1.04, 95% CI 0.85 to 1.27).

Figure 1

Prevalence of asthma–COPD overlap in studies of varying designs.


Comorbidities are common and contribute to a significant disease burden in COPD.11 In asthma, comorbidities are generally not a recognised problem, except in severe asthma12 and asthma in the elderly.13 The comorbidity spectrum in asthma–COPD overlap is an area of increasing research interest. The Charlson Co-morbidity Index has been reported and compared with asthma and COPD alone in a number of recent studies (table 1). Some studies identify increased comorbidity in asthma–COPD overlap,5 ,8 ,14–16 whereas others do not7 ,17 (table 1). One study reported excess diabetes, stroke and arthritis in asthma–COPD overlap.8 There is a need to investigate comorbidities in asthma–COPD overlap in terms of their frequency, severity, impact on outcomes and mechanisms.

Table 1

Charlson comorbidity index in asthma–COPD overlap studies

Cluster analysis: asthma–COPD overlap as an airway disease phenotype

Is asthma–COPD overlap a phenotype of airway disease?18 Cluster analyses of asthma and COPD can be used to answer this question.19 In asthma, a MEDLINE search was conducted up to 1 September 2014 using the terms (asthma[MeSH Terms] AND cluster, n=621 hits), and reference lists of relevant articles were assessed. Eligible articles included adult patients with asthma, used clustering statistical methodology and included post-bronchodilator FEV1 among the cluster variables (since this is the defining characteristic of COPD). The asthma–COPD overlap phenotype was identified by inclusion of ‘overlap’ or ‘airflow obstruction’ in the label of the phenotype, or in the textual description of the phenotypic characteristics. The tables of phenotype characteristics were also required to demonstrate significant differences in post-bronchodilator FEV1 in the asthma–COPD overlap phenotype. Relevant articles were identified and assessed and included 11 in severe asthma, and 12 in adult asthma. If an asthma–COPD overlap cluster was reported, it was assessed for generalisability (was it reported by other studies?), characteristics (are they similar between studies?), temporal stability, independent validation, prognostic relevance and association with treatment responsiveness.

Asthma–COPD overlap in severe asthma

Asthma–COPD overlap was identified as a distinct phenotype of severe asthma in nine studies, whereas two studies failed to find it as a separate phenotype (table 2).20–29 These results establish that asthma–COPD overlap is a distinct phenotype that can be identified across different severe asthma populations. Independent validation of asthma–COPD overlap as a phenotype was confirmed in four studies,21 ,23 ,24 ,26 and two studies reported that the asthma–COPD overlap phenotype was stable over time.23 ,26 Two studies evaluated the prognostic impact of asthma–COPD overlap.23 ,26 One study found similar 1-year outcomes in asthma–COPD overlap compared with other phenotypes,26 whereas Newby et al23 observed an improvement in lung function when asthma–COPD overlap patients had systematic treatment over a 1-year period. Ortega et al27 identified that the asthma–COPD overlap sub-phenotype of severe eosinophilic asthma with frequent exacerbations had the best response to mepolizumab, with a 68% reduction in severe exacerbations.

Table 2

Overlap phenotype in severe asthma

The overlap phenotype in severe asthma had a mean prevalence of 17.9%, ranging from 11% to 27% (figure 1 and table 2). There was no specific gender dominance (45% were men). The severe asthma–COPD overlap phenotype had severe airflow limitation with post-bronchodilator FEV1 of 56.5% predicted, ranging from 50% to 66% predicted. Asthma duration was a mean of 25 years, ranging between 9 and 34 years, with asthma onset in the twenties. There were high rates of maintenance oral corticosteroid (OCS) treatment (mean 45%, range 26–62) and high rates of severe exacerbations (3/year). Atopy was variable, occurring in 33–91% of patients. A neutrophil-dominant inflammation was reported in four studies where it was measured.21 ,24 ,29 ,30

There were two studies that failed to identify asthma–COPD overlap.20 ,22 The reasons for this are unclear. Gupta et al20 conducted a cluster analysis of patients with severe asthma and related quantitative CT thorax findings. While the unsupervised cluster analysis did not identify a specific asthma–COPD overlap subgroup, the supervised a priori analysis did identify a group with severe asthma and persistent airflow limitation. Haldar et al22 performed cluster analysis on asthma groups derived from primary care and secondary care/refractory asthma. Asthma–COPD overlap was not identified as a specific phenotype in either analysis.

Asthma–COPD overlap in adult asthma

Relevant cluster analyses of adult asthma were reported in 12 papers.23 ,31–40 Asthma–COPD overlap was identified as a distinct phenotype in nine studies. There were three studies that failed to identify an asthma–COPD overlap phenotype.31–33 The study participants were sampled from respiratory clinics (n=6), population surveys (n=4), clinical trial populations (n=2) and an asthma register (n=1). Independent validation of asthma–COPD overlap as a phenotype was confirmed in two of three studies.32 ,34 Temporal stability and treatment responses were not evaluated. One study evaluated the prognostic impact of asthma–COPD overlap and reported it to be associated with more OCS use and worse asthma control.35

In adult asthma, the asthma–COPD overlap phenotype had a prevalence of 20.9% (range 5.2–35.4%) (figure 1). While there was not an overall gender dominance (54% men), in some populations the overlap phenotype were predominantly men.36–38 The adult asthma–COPD overlap phenotype had more severe airflow limitation with post-bronchodilator FEV1 of 59.5% predicted (range from 47% to 84%), a mean asthma duration of 19 years (range 10–32) and a mean age of onset of 33 years old. The rates of maintenance OCS treatment were low. Atopy was present in 62%. An eosinophil-dominant inflammation was reported in six studies. Treatment optimisation was found to improve FEV1 in three studies.23 ,39 ,40

Asthma–COPD overlap and cluster analyses of COPD

In order to address whether an asthma–COPD phenotype was identified by unbiased analysis of patients with COPD, a MEDLINE search was conducted up to 1 September 2014 using the terms (COPD[MeSH Terms] OR (chronic obstructive pulmonary disease [MeSH Terms]) OR (chronic obstructive airway disease [MeSH Terms] AND cluster, n=293 hits) and reference lists of relevant articles were assessed. Eligible articles included patients with COPD, used clustering statistical methodology and included asthma (as an inclusion criteria or comorbidity), bronchodilator responsiveness (BDR), airway hyper-responsiveness, atopy or eosinophilia among the cluster variables. Articles were excluded if they were reviews, not cluster analyses (eg, cluster sampling, cluster randomised controlled trials (RCTs)) or not in English. We identified 20 cluster analysis studies of COPD. There were 11 relevant studies that included asthma or asthma-related variables in the population selection or in the variables selected for clustering. Of these 11 studies, 7 identified an overlap phenotype21 ,41–46 and 4 did not.47–50

The prevalence of the asthma–COPD overlap phenotype in COPD was 21.4%, and ranged between 8.6% and 33% (figure 1 and table 3). Most (69%) asthma–COPD overlap patients were men (range 54–86%), and aged between 60 and 68 years (mean age 64.6) with a smoking exposure of 38.7 (range 11–68.6) pack-years. Post-bronchodilator FEV1% predicted was 49.3%, and mean BDR was 23.9%. Bafadhel et al45 reported the overlap phenotype to be associated with eosinophilic bronchitis, whereas Ghebre et al21 reported a neutrophilic pattern of inflammation associated with elevated interleukin (IL)-1β levels and bacterial colonisation. Two studies showed that asthma–COPD overlap had a better response to inhaled corticosteroid (ICS).41 ,51 In a cluster analysis of two RCTs involving patients with COPD, the overlap cluster had a significant reduction in COPD exacerbations with Salmeterol/Fluticasone proportionate.41

Table 3

The prevalence of the asthma–COPD overlap phenotype in COPD

Asthma–COPD overlap and inflammatory biomarkers

Systemic inflammation

Low-grade systemic inflammation is hypothesised as a unifying mechanism in COPD.11 ,52 Its role in asthma is less defined but is likely to be significant particularly in the presence of comorbidity and severe disease. Little is known about the role of systemic inflammation in asthma–COPD overlap. In several studies, evidence of systemic inflammation was identified in asthma–COPD overlap, and it was similar to COPD,5 ,53 ,54 with elevated IL-6, C-reactive protein, tumour necrosis factor-α, surfactant protein A and a reduction in plasma levels of soluble receptor for advanced glycation end-products. These data suggest that systemic inflammation in asthma–COPD overlap is common and that the inflammatory systemic profile resembles that of COPD.

Airway inflammation

While asthma has traditionally been considered a disease associated with eosinophilic airway inflammation and COPD one of neutrophilic inflammation, it is now evident that eosinophilia, neutrophilia and a mixed inflammatory phenotype can exist in both asthma55 and in COPD.56 ,57 The pattern of airway inflammation in asthma–COPD overlap was reported in a large cross-sectional study of >4000 patients with airway disease,58 where approximately 9% of participants had asthma–COPD overlap. Their airway inflammatory profile demonstrated eosinophilic bronchitis (35%), neutrophilic bronchitis (19%) and a mixed inflammatory pattern in 10%. These data support the concept that asthma–COPD overlap is a heterogeneous inflammatory disorder of the airways.

Iwamoto54 reported increased induced sputum levels of myeloperoxidase in overlap and in COPD, and that neutrophil gelatinase-associated lipocalin was significantly elevated in the overlap group compared with COPD. An analysis of the Severe Asthma Research Programme (SARP) cohort (n=378) for 112 variables in a cluster analysis reported that in the reduced lung function group (ie, overlap) the majority of these subjects (>83%) had sputum neutrophilia either alone or with concurrent sputum eosinophilia.25

Childhood origin of asthma–COPD overlap

Since the last review,1 there is now evidence that asthma–COPD overlap can have its origins in childhood. Incompletely reversible airflow limitation that results from long-standing asthma was recognised by clinical observation in the 1980s59 and later confirmed by population-based studies in adults. This indicates that long-term adult asthma could lead to incompletely reversible airflow limitation or asthma–COPD overlap.1 When this fixed airflow limitation begins and whether childhood asthma is also a risk for asthma–COPD overlap have recently been investigated. Longitudinal studies of children with asthma who have now reached adulthood show that long-standing childhood asthma can lead to the development of incompletely reversible airflow obstruction in adults.60 ,61 The effect is greatest in asthmatics who smoke60 and in children with severe asthma.61 In children with milder asthma, only approximately 2% develop overlap,60 whereas severe asthma in childhood massively increases the risk for adult COPD.61

These epidemiological associations have now been supported by CT measurements of airway dimensions. Adult smokers with a history of childhood onset asthma have smaller airways than smokers without a history of childhood asthma.62 These smaller airway dimensions extended throughout the entire bronchial path that was examined (figure 2).

Figure 2

Effect of childhood asthma on airway volume loss in smokers.62 RMB, right main bronchus; IB, Intermediate bronchus; RULB, right upper lobe bronchus; RLLB, right lower lobe bronchus; LMB, left main bronchus; LULB, left upper lobe bronchus; LLLB, left lower lobe bronchus.

Whether fixed airflow limitation is present in childhood or develops during adulthood is not yet resolved. There is certainly evidence that fixed airflow limitation is present to some degree very early on in childhood asthma.63 ,64 Studies also indicate a likely interaction between adverse maternal factors that act during pregnancy (such as smoking, atopy and infection), and childhood factors (such as candidate genes, asthma, infections, premature birth), which then can influence lung growth. Superimposed on this are environmental exposures such as air pollution and smoking that also predispose towards the development of COPD.65

The specific mechanisms of asthma–COPD overlap resulting from childhood asthma are not clear. Both airway inflammation and airway remodelling have been proposed. These do occur in childhood asthma66 and in adults have been linked to accelerated decline in lung function.67 However, whether they can also lead to incomplete lung growth is unclear. It is likely that there are other relevant issues that determine optimal lung growth. The role of severe childhood asthma has been evaluated in the SARP cohort30 where a cluster with ‘early-onset atopic asthma with advanced airflow limitation’ was identified. The prevalence of this cluster was 18% and children in this cluster had the highest exhaled nitric oxide values, the highest extent of healthcare use, highest daily doses of ICS, and most were receiving at least three asthma controller medications. This suggests that severe eosinophilic asthma in childhood leads to incomplete reversibility of airflow obstruction. This cluster has been replicated,68 and it was found that they had the best treatment response to ICSs and long-acting β2 agonist (LABA) therapy.

Since childhood asthma is a risk factor for asthma–COPD overlap, and severe childhood asthma with airflow limitation is eosinophilic in nature, the question arises as to whether ICS use for childhood asthma can protect against overlap? This issue is not yet settled but seems unlikely based on the CAMP studies and the observations of the Dunedin cohort, where adults with the lowest lung function were using ICS.69 Addressing these issues in childhood asthma may offer opportunities for prevention of asthma–COPD overlap (box 1).

Asthma–COPD overlap and clinical practice guidelines

The evidence base to inform diagnosis, treatment decisions and management approaches in asthma–COPD overlap is limited. This is largely because RCTs recruit highly selected populations and exclude patients with a dual diagnosis.70–73 Recently, however, a number of key bodies have attempted to include assessment and management guidance for asthma–COPD overlap (table 4). These recommendations have been derived from consensus of expert opinion. They predominantly focus on COPD as a starting point and suggest identifying features typically associated with asthma, then assign an arbitrary weight to these in order to determine whether a person has asthma–COPD overlap. Some proposed asthma features include bronchodilator reversibility,74 peripheral blood57 and sputum eosinophilia,56 ,58 ,74 atopy,74 ,75 early onset of airways disease,6 childhood asthma and adult smoking, asthma with neutrophilic bronchitis and a score of several asthma characteristics.4

Table 4

Summary of consensus documents for asthma–COPD overlap

BDR as phenotype mimicry

It is likely that certain phenotypic features will be more useful than others. For example, in 2009, it was proposed that asthma–COPD overlap be identified using the combined physiological criteria of COPD (incompletely reversible airflow limitation, post-bronchodilator FEV1 <80% predicted and FEV1/FVC% <0.7), and of asthma (variability of airflow limitation, increased BDR). The ‘COPD’ component of this definition remains valid and useful in the settings of asthma and COPD. However, BDR has not been found to be a useful way to recognise asthma in patients with COPD. It has been found that BDR is not reproducible, is not related to other typical asthma features76, does not predict ICS responsiveness, and is not specific for the asthma–COPD phenotype.51 This means that in asthma–COPD overlap BDR is an example of phenotype mimicry since, while it is an accepted phenotypic feature of asthma, it does not usefully recognise asthma in the setting of COPD, meaning it is a phenotypic feature that mimics asthma in COPD. This has been an important advance since 2009.

Future work should determine the clinical utility of specific phenotypic features based around their ability to predict risk, treatment responsiveness or health utility. This requirement for clinically useful criteria aligns with recommendations for phenotype recognition in COPD.18 Some attempts have been made to do this using health utility assessment for asthma–COPD overlap defined according to the Spanish guidelines.74 When compared to COPD non-exacerbators, asthma–COPD overlap had significantly lower scores on the health utility assessment.77

In response to these limitations, a problem-based individualised approach has been developed where each of the pathological processes are identified and treatment is targeted to these.13 ,56 ,79 ,80

The future of ACOS?

Studies of asthma–COPD overlap have reinforced the heterogeneity of asthma and COPD. It was initially proposed that asthma–COPD overlap could be diagnosed by the coexistence of airflow variability (asthma) and incompletely reversible airflow limitation (COPD). However, this definition has not been useful. Furthermore, it is now recognised that there are several phenotypes that might fall under the asthma–COPD overlap banner but appear to have very different features. These include severe asthma with incomplete airflow reversibility, childhood asthma and adult smoking, and eosinophilic COPD. These phenotypes appear to have such different mechanisms and treatment approaches, and it does not seem useful to assign them the same diagnostic label of asthma–COPD overlap. Coincident with this there have been calls to develop a new taxonomy for asthma and COPD,19 and to develop management approaches for obstructive airway disease that address the specific components of the illness.13 ,80 ,81 These developments question the utility of asthma–COPD overlap as a distinct phenotype. We therefore recommend that ACOS be abandoned as a specific phenotype in favour of multidimensional assessment and management of complex obstructive airway diseases. This approach is described below and involves assessment in several domains followed by a personalised management plan. The COPD control panel80 recommends assessment of disease severity, disease activity and disease impact. While it has not specifically been proposed for asthma–COPD overlap, several domains could be adapted to this purpose. Multidimensional assessment and treatment starts with recognition of obstructive airway disease (similar to the GINA–GOLD recommendations), assesses clinical problems in four domains (airway, comorbidity, risk factors, behavioural management (figure 3) and uses this assessment to design an individualised management plan. Preliminary data from a controlled clinical trial show that this approach leads to major improvements in health status.56

Figure 3

Asthma–COPD overlap syndrome (ACOS) research directions. ICS, inhaled corticosteroid; LABA, long-acting β2 agonist. Adapted with permission from ‘The Lancet’.

Future research

Given the paucity of evidence available to guide treatment decisions in asthma–COPD overlap, it is no surprise that there are many areas of research that require investigation. The areas of research enquiry can be considered in four domains: questions related to the airways, comorbidity, risk factors and self-management (figure 3).


There is a need to improve the characterisation of asthma–COPD overlap. It is likely that a risk-based approach will be most useful, as has occurred in other diseases. For example, which features of asthma, such as BDR, eosinophilia and atopy, confer an increased risk to a patient with COPD? Alternatively, in a patient with asthma, what is the increased risk associated with coexisting incomplete reversibility of airflow limitation? Some forms of asthma–COPD overlap seem so different that combining them into a single phenotype is unlikely to be useful. For example, the phenotype of long-standing asthma with the development of incomplete reversibility seems very different to asthma in a current smoker, or COPD with eosinophilia.

The treatment recommendations for managing COPD are to initiate long-acting bronchodilator therapy to control symptoms and add ICS once the FEV1 falls below 50% predicted or patients experience frequent exacerbations.3 In asthma, one would first initiate ICS and continue to step up the ICS dose and add on LABA to achieve good control. The risk profiles of ICS and LABA may be different in asthma and COPD. In COPD, ICS use can increase the risk of pneumonia. In asthma, the use of LABA without ICS, as recommended in COPD, is associated with deteriorating asthma control, increased severity and mortality. A person with asthma–COPD overlap, where the coexisting asthma is not recognised, could be treated with LABA alone.

Is there is an increased risk of unopposed LABA therapy in asthma–COPD overlap? In a population-based longitudinal cohort study,82 new users of LABA and ICS/LABA were followed for a median of 2.5 years. The asthma–COPD overlap group comprised 28% of the population and had an increased relative risk of hospitalisation or death by approximately 8% when they received LABA monotherapy. These data suggest that the unopposed use of LABA in asthma–COPD overlap may be associated with increased risk compared with a COPD population without asthma.

Does ICS therapy in asthma–COPD overlap cause the same toxicity and pneumonia risk as in COPD alone? This may not be the case, as Gershon et al82 reported no difference in pneumonia risk compared with LABA alone. This requires further investigation. ICS back titration is now a focus of both asthma and COPD management following studies published in 2014 showing that ICS dose reduction in COPD was possible without an increase in exacerbations.83 ,84 Whether this is safe in asthma–COPD overlap remains to be determined. Inflammation-guided therapy is recommended in severe asthma,85 but is it effective in asthma–COPD overlap? The place of pathway-specific biologicals in asthma–COPD overlap should also be investigated based on promising results from targeted therapy studies.27 ,86


Comorbidities are common in COPD and have a significant impact on patient outcomes. The spectrum and prevalence of asthma–COPD overlap comorbidities is not well established, nor is the impact. Very little is also known about the mechanisms that link comorbidities with asthma–COPD overlap. Studies investigating comorbidities in asthma–COPD overlap will provide much needed insight.

β-Blockers are effective in chronic heart disease where they reduce mortality. They are safe in COPD but underused.87 In asthma, β-blockers can induce serious bronchoconstriction. Their risk–benefit profile in patients with asthma–COPD overlap and comorbid cardiac disease is unclear.

Risk factors

The importance of physical activity is well established in COPD,88 and patients with COPD are less active and more sedentary than their healthy aged match counterparts.89 Far less research has characterised physical activity in an asthma population. Investigating physical inactivity and sedentary behaviour characteristics, impact and treatment interventions in an asthma–COPD overlap population is an evolving area of research.

In COPD, mild-to-moderate obesity has been associated with improved survival90 and reduced lung function decline.91 Conversely in asthma obesity is detrimental and associated with increased disease severity, poor symptom control and increased airway inflammation.92 The effect of obesity in asthma–COPD overlap is unknown.

Pulmonary rehabilitation, a fundamental treatment recommendation for patients with symptomatic COPD, has not been rigorously evaluated in asthma–COPD overlap. One RCT demonstrated improved health status compared with usual care following an exercise programme.93 The most appropriate pulmonary rehabilitation approach in an asthma–COPD overlap population warrants further investigation.


What self-management approaches work in asthma–COPD overlap? Self-management programmes for both asthma and COPD have proven effective; however, asthma self-management programmes are not directly transferrable to patients with COPD,94 and careful selection of patients with COPD is required to avoid harm.95 It is therefore reasonable to assume that patients with asthma–COPD overlap may require a different approach; this needs to be tested in an overlap population.


Highlighting the overlap between asthma and COPD has increased recognition of the heterogeneity in obstructive airway diseases. Asthma–COPD overlap is consistently identified with a prevalence of around 20% of patients with asthma or COPD (box 1 and figure 1). People with features of asthma and COPD have increased morbidity, mortality and possibly more comorbidities. The underlying airway inflammatory pattern can be eosinophilic (adult asthma and childhood asthma), neutrophilic (severe asthma, COPD) or both. Whereas airway inflammation is heterogeneous, the systemic inflammation that occurs in asthma–COPD overlap resembles that of COPD. A precise and useful definition of asthma–COPD overlap has not been possible, and the condition itself appears to compromise several different sub-phenotypes. It is proposed that addressing disease components via a multidimensional approach to assessment and management of obstructive airway diseases will be useful to manage the heterogeneity of these conditions.



  • Contributors PGG developed the concepts, wrote and critically reviewed the manuscript. VMM developed the concepts, wrote and critically reviewed the manuscript.

  • Competing interests None declared.

  • Provenance and peer review Not commissioned; externally peer reviewed.

Linked Articles