Background Associations of socioeconomic position with lung function are reported mostly from cross-sectional studies. The aim of this study was to investigate the associations between socioeconomic position both in adulthood and childhood with changes in lung function over a 20-year period.
Methods A socioeconomically representative cohort of 7735 British men aged 40–59 years was followed-up from 1978–1980 to 1998–2000. Lung function (height-standardised forced expiratory volume in 1 s (FEV1) and forced vital capacity (FVC)) was assessed at both time points in 4252 survivors. Adult socioeconomic position was derived from longest-held occupation in middle age and childhood socioeconomic position from father's longest-held occupation.
Results Both FEV1 and FVC declined over time; the decline increased progressively from social class I (highest) to V (lowest); p for trend ≤0.0001. The mean difference in decline comparing manual versus non-manual groups was −0.13 litres (95% CI −0.16 to −0.10) for FEV1 and −0.09 litres (95% CI −0.13 to −0.05) for FVC. These differences remained after adjustment for age, cigarette smoking, body mass index, physical activity and history of bronchitis. Similar differences in lung function decline were observed comparing manual with non-manual childhood social classes, although the differences were reduced by adjustment for adult social class and risk factors. Men in manual social classes in both childhood and adulthood had the greatest decline in lung function compared to those in non-manual groups in childhood and adulthood.
Conclusions Socioeconomic position across the life course could have a significant impact on decline in lung function in later life. The role of environmental factors associated with socioeconomic position merits further exploration.
- Lung function decline
- socioeconomic position
- childhood socioeconomic position
- clinical epidemiology
- primary pulmonary hypertension
- COPD epidemiology
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- Lung function decline
- socioeconomic position
- childhood socioeconomic position
- clinical epidemiology
- primary pulmonary hypertension
- COPD epidemiology
What is the key question?
Is lung function decline associated with socioeconomic position?
What is the bottom line?
Lung function decline was greater in those of lower socioeconomic position; combined adverse socioeconomic position in both adult life and childhood was additionally associated with a greater decline in lung function.
Why read on?
This study investigates the prospective association between lung function decline and socioeconomic position (both in adult life and childhood) in a representative cohort of British men.
Impaired lung function is an important contributor to all-cause mortality and morbidity from cardiovascular disease, disability and type 2 diabetes.1–4 Lung function declines in later life, reflecting both age-related physiological changes in respiratory function5 and the influence of cigarette smoking, physical inactivity, weight gain and ill health.6–9 The association of lung function in adult life with socioeconomic position has been reported in several studies, which show that lower socioeconomic position (either in adulthood or childhood) is associated with higher levels of impaired lung function.6 10–15 Factors associated with socioeconomic position that could affect lung function include exposure to smoking, childhood respiratory infections, prenatal exposures, housing conditions, poor nutrition and air pollution. Some studies have observed the association of socioeconomic position with lung function to be independent of some of these influences, in particular cigarette smoking.11 13–16
A recent review suggests that most evidence on the relation between socioeconomic position and lung function comes from cross-sectional studies.10 Few previous studies have reported longitudinal associations of lung function with socioeconomic position.6 11 17 18 These studies have mostly been based on younger adults11 17 19 and have not reported consistent associations between decline in lung function and socioeconomic position. Moreover, no previous report to our knowledge has studied the combined effect of socioeconomic position in childhood and adult life on decline in lung function in later life. Important socioeconomic differences in mortality and morbidity are known to persist in the UK and other developed countries.15 20–22 The contribution of socioeconomic factors to impaired lung function, which is an important determinant of health in later life, needs further investigation.23 24 This study, therefore, examines the association of adult and childhood socioeconomic position with decline in lung function over 20 years in British men aged 40–59 years at baseline.
The British Regional Heart Study is a prospective study of cardiovascular disease comprising a socially and geographically representative sample of 7735 men initially examined in 1978–1980 when aged 40–59 years, from one general practice in each of 24 towns representing all major British regions.25 Ethical approval was provided by relevant local research ethics committees. All men provided written informed consent to investigations carried out in accordance with the Declaration of Helsinki. A physical examination of participants was carried out at baseline (1978–1980) including anthropometric, spirometry and physiological measurements. Information on lifestyle factors and medical history was obtained through questionnaires. Cohort participants have been followed-up since for morbidity through two-yearly reviews of general practitioner records and for mortality through the National Health Service Central Register; contact was successfully maintained with >98% of participants. In 1998–2000, the men, now aged 60–79, were invited to a 20-year re-assessment. At this follow-up, the subjects completed a questionnaire providing information on medical history and lifestyle factors and had a physical examination. Four thousand, two hundred and fifty-two men (77% of surviving subjects; 80% in non-manual social classes and 70% in manual groups) attended the 20-year follow-up examination.
Adult socioeconomic position was based on occupational social class. This was derived from the longest-held occupation of subjects recorded at study entry (aged 40–59 years) in the baseline questionnaire (1978–1980) and classified using the Registrar General's classification of occupations—I (professionals, eg, physicians, engineers), II (managerial, eg, teachers, sales managers), III non-manual (semiskilled non-manual, eg, clerks, shop assistants), III manual (semiskilled manual, eg, bricklayers), IV (partly skilled, eg, postmen) and V (unskilled, eg, porters, general labourers).26 Subjects were also categorised into non-manual (I, II, IIInon-manual) and manual (IIImanual, IV, V) groups. Information on social class was unavailable for 15 subjects. Men with the longest-held occupation in the Armed Forces were excluded from the analyses (231 at baseline (3%)).
In a follow-up questionnaire in 1992, subjects were asked about their father's job for the longest period of his (father's) life. This information was used to classify subjects into manual and non-manual childhood social class groups. The Office of Population Censuses and Surveys Classification of Occupations (1980) social class coding manual was used for the classification.27 28 Two hundred sixty-eight (5%) men who did not report their father's social class and 115 (2%) men whose fathers' longest-held occupation was the Armed Forces were excluded from analyses.
Forced expiratory volume in one second (FEV1) and forced vital capacity (FVC) were measured as part of lung function tests at baseline and at 20-year follow-up examination. A Vitalograph spirometer (model J49-B2) was used at baseline examination. Two consecutive readings were made, and as per convention, the maximum of these two readings was used. At the follow-up re-examination, a Vitalograph Compact II instrument was used, which was calibrated at least twice daily using a precision syringe. The use of different instruments may affect the measure of lung function at the two points; however, the difference in lung function decline between social classes, which is the focus of this paper, is unlikely to be affected. FEV1 and FVC (in litres) were recorded for the best test, defined in accordance with American Thoracic Society recommendations.29 Cole has shown that dividing by the height squared is the most appropriate way of standardising lung function for stature.30 FEV1 and FVC at both time points were height standardised to the average height, 1.73 m, at baseline examination in the study. Thus, height standardised FEV1 (or FVC)=FEV1 (or FVC) multiplied by (1.73/height)2; height=individual's own height.
Associations between social class and decline in FEV1 and FVC were assessed using multivariable linear regression. Decline in lung function was the difference between 20-year follow-up and baseline measurements of lung function. Data transcription error for FEV1 at baseline survey resulted in a slightly smaller number of observations for FEV1 compared with FVC. Mean decline in FEV1 and FVC was assessed across the different adult social classes. Mean decline in lung function was also obtained for non-manual and manual childhood social class groups. To assess the combined effect of social class and to explore any interaction between childhood and adult social class, we categorised subjects into four subgroups according to both childhood and adult social class—both childhood and adult non-manual social class; childhood non-manual and adult manual social class; childhood manual and adult non-manual and childhood and adult manual social class. Each of these models was adjusted for potential confounders in the following order: (1) model 1=baseline age, (2) model 2=model 1 and baseline levels of FEV1 or FVC, (3) model 3=model 2 and cigarette smoking at baseline, (4) model 4=model 3 and body mass index (BMI), physical activity and history of bronchitis or asthma at baseline. The order of adjustment of variables was made so as to assess the individual contribution of variables known to be strongly related to lung function decline; therefore age, baseline FEV1 or FVC, and smoking were adjusted first in the model, followed by the final model with all variables. For adjustments, age and BMI were fitted as continuous variables (fitting these variables as categorical variables was explored, and their effect was found to be similar to their use as continuous variables); cigarette smoking was fitted as six groups (never smokers, ex-smokers, 1–19 cigarettes/day, 20 cigarettes/day, 21–39 cigarettes/day and 40 or more cigarettes/day), and physical activity was fitted as six groups (inactive, occasional, light, moderate, moderately vigorous and vigorous). Further supplementary adjustments were made in the final model to include: (1) additional measures of smoking including number of years smoked (based on age at initiation) and pack years ((cigarettes per day/20)×years smoked) instead of current smoking; (2) change in BMI and change in smoking habit during the follow-up instead of baseline BMI and cigarette smoking and (3) childhood social class. Analyses were also stratified to investigate the relation between social class and lung function decline among never smokers and non-obese at baseline. Subsidiary analyses were carried out in a subgroup of subjects (n=3546) with information on years in full-time education which was collected in 1996 subsequent to the baseline examination. Tests for trends were carried out fitting social class as continuous variables. A formal test of interaction between adult and childhood social class for their effect on lung function decline was carried out. Statistical analyses were performed using SAS V.9.1, SAS Institute Inc.
Of 4252 men studied at the 20-year follow-up, 4132 had information on social class and were eligible to be included in the analysis. Table 1 describes mean age, FEV1, FVC and BMI of the subjects at baseline and after 20 years of follow-up. During the follow-up, mean FEV1 and FVC levels had declined, along with a decline in the proportion of current smokers and those who were physically inactive.
Table 2 shows the mean declines in FEV1 (n=4005) and FVC (n=4008) in participants aged 60–79 years over the 20-year follow-up period for each adult social class group. Mean decline in FEV1 and FVC increased progressively from social class I to social class V (p for trend <0.0001). Mean decline in FEV1 was −0.79 litres in non-manual groups compared to a decline of −0.93 litres in manual social classes after adjustment for baseline age and FEV1 levels. The mean difference in manual versus non-manual groups (−0.13 litres; 95% CI −0.16 to −0.10) was little affected by further adjustment for baseline cigarette smoking, BMI, physical activity, history of bronchitis or asthma (adjusted mean difference in FEV1 decline −0.10 litres; 95% CI −0.13 to −0.07). Similar results were observed for decline in FVC levels in different adult social classes (table 2). Further adjustment for childhood social class resulted in little further change in mean difference in manual versus non-manual for decline in FEV1 (−0.09; 95% CI −0.12 to −0.06) and decline in FVC (−0.07; 95% CI −0.12 to −0.03).
Separate analyses adjusting for pack years or number of years smoked showed similar results; mean difference in decline in FEV1 for manual versus non-manual social classes when adjusted for pack years was −0.11 litres (95% CI −0.14 to −0.08) and −0.09 litres (95% CI −0.13 to −0.06) for decline in FVC. Additional analyses restricted to never smokers also showed a greater decline in lung function in manual compared to non-manual groups (mean difference for decline in FEV1=−0.06 litres (95% CI −0.11 to −0.007) and for FVC=−0.10 litres (95% CI −0.16 to −0.03)). Results similar to those in table 2 were observed when adjustments were made for change in smoking habit or for change in BMI (mean difference manual vs non-manual was −0.10 litres (95% CI −0.13 to −0.07) for FEV1 and −0.08 litres (95% CI −0.12 to −0.04) for FVC). Restriction of analyses to subjects who were not obese at baseline also yielded similar social class differences in lung function decline.
Excluding those with incident coronary disease or diabetes over the follow-up also showed similar results (data not shown). Further adjustment for town of residence also did not materially change the results presented ((manual vs non-manual difference in decline in FEV1=−0.09 litres (95% CI −0.12 to −0.06)). Education as a measure of socioeconomic position also yielded similar socioeconomic differences in lung function decline—compared to those in full-time education beyond the age of 14 years, subjects who were in full-time education ≤14 years of age had a greater decline in lung function (mean decline in FEV1=−0.10 litres; 95% CI −0.14 to −0.07; mean decline in FVC=−0.13 litres; 95% CI −0.18 to −0.08). When adjusted for each other, the association of education with lung function decline was attenuated (mean decline in FEV1=−0.05 litres; 95% CI −0.09 to −0.007; mean decline in FVC=−0.09 litres; 95% CI −0.14 to −0.04), while that of occupational social class showed little change.
Mean decline in FEV1 and FVC over 20 years according to childhood social class are presented in table 3. Mean decline in FEV1 was greater in men of manual childhood social class compared with men of non-manual social class in childhood (mean difference in FEV1 was −0.13 litres (95% CI −0.16 to −0.09) and −0.09 litres for FVC (95% CI −0.14 to −0.05)). These mean differences remained, although weakened appreciably, after adjustment for adult social class and other potential confounders in adult life (cigarette smoking, BMI, physical activity, history of bronchitis or asthma); the adjusted mean differences comparing manual versus non-manual childhood social class were −0.07 litres (95% CI −0.10 to −0.03) for FEV1 and −0.04 litres (95% CI −0.08 to 0.006) for FVC.
The combined effect of adult and childhood social class with lung function decline is presented in table 4. Men of non-manual social classes in both adult and childhood social class (reference group) had the lowest decline in FEV1 and FVC, while those of manual groups in adulthood and childhood had the greatest declines after adjustment for confounders. Figure 1 presents the mean decline in lung function adjusted for age and baseline values according to combined childhood and adult social class. Being in manual social class either in childhood or adulthood was also associated with increased decline in lung function compared to the reference group. A test for interaction between adult and childhood social class showed no evidence that the effect of adult social class was different in those of childhood non-manual and manual groups (test for interaction, p=0.82 for decline in FEV1, and p=0.57 for FVC).
This longitudinal study in middle-aged British men shows that socioeconomic position (both in adulthood and childhood) was inversely associated with decline in lung function in later life over a 20-year follow-up period. This association, particularly for adult socioeconomic position, remained after adjustment for risk factors related to impaired lung function such as cigarette smoking and history of bronchitis and asthma. Combined adverse socioeconomic position in both adult life and childhood was additionally associated with a greater decline in lung function.
Several earlier studies have reported associations between socioeconomic position and lung function—with lower socioeconomic positions having lower levels of lung function.6 10–15 Studies have reported separately the effects of socioeconomic position in early life11 14 31 and in adulthood.6 12 13 15 18 Consistent relations between socioeconomic position and lung function have been observed, which are also reported to be independent of important confounders such as cigarette smoking.11 13–16 However, there are few longitudinal studies examining the relation between socioeconomic position and decline in lung function. The present study extends the findings of earlier studies by showing that the influence of socioeconomic position is related to decline in lung function with increasing age over a 20-year follow-up. This is consistent with some previous studies which examined factors associated with decline in lung function.6 11 17–19 Two of the earlier studies were carried out in young adults—one of the studies found adult socioeconomic position to be associated with lung function decline only in women and not in men,17 while the other study with a shorter follow-up of 5 years observed an inverse association between childhood socioeconomic position and lung function decline.11
Our study also reports the influence of socioeconomic position both in adulthood and early in life on lung function decline in later life. Although the potential for residual confounding remains, the results show that the relation of socioeconomic position, particularly in adulthood, remained even after adjustment for adult risk factors such as cigarette smoking, BMI and physical activity. Additional analyses showed that greater lung function decline in lower socioeconomic position remained in never smokers and was independent of developing chronic diseases such as myocardial infarction and diabetes or change in levels of BMI during follow-up. The adverse effect of lower childhood socioeconomic position on lung function decline in adult life persisted, although reduced to some extent by adjustment for adult risk factors and social class. These associations between socioeconomic position and lung function decline in later life could play an important role in contributing to inequalities in mortality, chronic respiratory diseases and associated disability in later life.
Particular strengths of the study are the longitudinal assessment of lung function decline in later life in a socially representative population-based sample of middle-aged British men. The measures of socioeconomic position in childhood and adult life used in the study are likely to be robust. Childhood social class, which was based on the longest-held occupation of the father, is likely to be a stable measure of childhood socioeconomic position since social mobility in the fathers of study participants was probably less marked than among men of the generation of study participants, who were more influenced by widened educational opportunities. A limitation of this measure, however, is that it was based on retrospective collection of information, raising the possibility both of random error and recall bias. A previous study showed that there maybe a tendency for socioeconomic position to be overestimated when based on recall of father's occupation.32 However, the validity of childhood social class in our study is suggested by its strong relationship with educational attainment of the subjects: a markedly lower proportion of subjects with fathers in manual occupations were educated after 18 years of age and a higher proportion left education at 14 years. The reliability of adult socioeconomic position is also important. Our measure was based on the longest-held occupation recorded at study entry in 1978–1980 when subjects were aged 40–59; this was defined for almost all study participants. The registrar general's classification of occupations was the standard UK classification of socioeconomic status at the time the study participants were in full-time occupations. Re-assessment of occupational social class was carried out 20 years later in 1998–2000; only a small proportion (8%) changed their social class over a 20-year period, confirming its stability as an indicator of socioeconomic position over most of adult life. Socioeconomic position in adult life can be measured using different indicators such as occupation, education and income. These indicators could be associated with health outcomes in different ways since they measure different aspects of socioeconomic position—for example, occupational social class reflects social status, education, assets, income and social circumstances, while education influences social status, material resources, informational or knowledge resources and behavioural patterns, and income or wealth captures material resources and circumstances.33 34 In our analysis on a subgroup of the cohort, the relationship of lung function decline was stronger with occupational social class than with education levels; although we were unable to undertake detailed analyses on different measures of socioeconomic position, we believe that occupational social class has important strengths as a single measure, taking into account aspects of education, income and status.33 34
While contact has been maintained with more than 98% of the cohort during the follow-up, an inevitable result of our study is that the analyses were restricted to participants who survived until the 20-year follow-up. Survivors are likely to be healthier with better lung function than those who did not survive to the follow-up. However, this issue of survival bias is likely to occur in all socioeconomic groups and, therefore, is unlikely to bias the association of socioeconomic position with decline in lung function which is the key finding of this study; if anything, greater mortality in manual social classes over the follow-up20 may have underestimated the true association between social class and lung function. Nevertheless, supplementary analysis restricted to never smokers at baseline also showed associations that were similar to overall results presented. The measure of lung function at both time points of follow-up is also dependent on participants being healthy enough to perform the test. However, in our study population, lung function tests were available for almost all participants (99% at baseline and at 20-year follow-up). Owing to lack of information, we could not explore the role of occupational exposure to harmful airborne agents. However, airborne factors are unlikely to explain the association between socioeconomic position and lung function for two reasons—first, the graded association between socioeconomic position and lung function was observed even within non-manual social classes, with a marked decline in social class IIInon-manual (semiskilled occupations such as clerks) compared with social class I (professionals). Second, adjustment for town of residence (strongly related to air pollution levels) had little or no effect. Nevertheless, the role of occupational exposure merits further research, and this is a limitation of our study. Finally, since this study comprised white European men, the results may not be directly generalisable to women and to other ethnic groups, though the results of previous studies, which have found socioeconomic position to be associated with lung function in women and in other ethnic groups,12 15 35 suggest that our findings may have wider applicability.
Implications and conclusions
The findings of our study imply that socioeconomic position influences decline in lung function in later life and that this may be independent of risk factors such as cigarette smoking, BMI, physical activity and co-morbidities. The particular additive influence of socioeconomic position in early life and adulthood on decline in lung function was also observed. Given that lung function is a strong predictor of mortality and morbidity in later life, the role of socioeconomic position on health in later life is likely to be important. The exact mechanisms underlying the associations between socioeconomic position and decline in lung function merits further research. Likely contributors to this association are poor diet, environmental factors such as air pollution, housing environment and occupational exposures; some of these factors could be operating from early in life in addition to maternal undernutrition and low birth weight.10 31 36 The findings of this study highlight the need to understand and improve socioeconomic conditions associated with lower socioeconomic position across the life course, which is likely to improve an important health outcome such as impaired lung function.
Funding The British Regional Heart Study is a British Heart Foundation Research Group. The views expressed in this publication are those of the authors and not necessarily those of the funding body.
Competing interests None to declare.
Ethics approval This study was conducted with the approval of Multicentre Research Ethics Committee.
Provenance and peer review Not commissioned; externally peer reviewed.