Hyperpolarized 3He magnetic resonance imaging: Preliminary evaluation of phenotyping potential in chronic obstructive pulmonary disease

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Abstract

Rationale and objectives

Emphysema and small airway obstruction are the pathological hallmarks of chronic obstructive pulmonary disease (COPD). The aim of this pilot study in a small group of chronic obstructive pulmonary disease (COPD) patients was to quantify hyperpolarized helium-3 (3He) magnetic resonance imaging (MRI) functional and structural measurements and to explore the potential role for 3He MRI in detecting the lung structural and functional COPD phenotypes.

Materials and methods

We evaluated 20 ex-smokers with stage I (n = 1), stage II (n = 9) and stage III COPD (n = 10). All subjects underwent same-day plethysmography, spirometry, 1H MRI and hyperpolarized 3He MRI at 3.0 T. 3He ventilation defect percent (VDP) was generated from 3He static ventilation images and 1H thoracic images and the 3He apparent diffusion coefficient (ADC) was derived from diffusion-weighted MRI.

Results

Based on the relative contribution of normalized ADC and VDP, there was evidence of a predominant 3He MRI measurement in seven patients (n = 3 mainly ventilation defects or VDP dominant (VD), n = 4 mainly increased ADC or ADC dominant (AD)). Analysis of variance (ANOVA) showed significantly lower ADC for subjects with predominantly elevated VDP (p = 0.02 compared to subjects with predominantly elevated ADC; p = 0.008 compared to mixed group) and significantly decreased VDP for subjects with predominantly elevated ADC (p = 0.003, compared to mixed group).

Conclusion

In this small pilot study, a preliminary analysis shows the potential for 3He MRI to categorize or phenotype COPD ex-smokers, providing good evidence of feasibility for larger prospective studies.

Introduction

Chronic obstructive pulmonary disease (COPD) is the most common chronic, terminal respiratory disease worldwide and it continues to grow in prevalence [1] and yet has a very poor prognosis, despite aggressive therapy [1], [2], [3]. Although widespread pulmonary inflammation [4], [5] and diffuse lung tissue alterations are often observed [5], obstruction of the small airways (airways disease) and tissue destruction in the pulmonary parenchyma (emphysema) are the hallmark pathologies [6]. Accordingly, both airways disease and emphysema contribute to the clinical course of COPD, although the underlying mechanisms of both pathologies and the proportional contributions of these and their relationship outcomes are not completely understood.

The current functional definition of COPD [7] relies on the spirometric measurement of airflow obstruction. A fundamental limitation exists however, because the anatomy and physiology of the lung is complex and spirometry measurements reflect the global sum of all the different possible COPD pathologies including small airways disease, emphysema (i.e., parenchymal destruction), chronic bronchitis (i.e., large airway remodeling), and bronchiectasis (i.e., abnormal dilation of bronchi and bronchioles) [6].

The limitation of spirometry for differentiating between these pathologies or phenotypes has severely limited the scope of basic research and clinical studies that evaluate the relationship between these morphological phenotypes, disease pathogenesis, progression, and patient outcomes. Accordingly, one major goal of COPD research is to find a way to identify patients with these different underlying pathological “phenotypes”, which has the potential to have a profound effect on patient care and treatment options. In this regard, non-invasive high-resolution multi-detector X-ray computed tomography (CT) [8], [9], [10], [11] has been shown to detect unique and quantitative phenotypes of both emphysema and airway disease [12], [13], [14] with the potential to determine the contributions of both airway and airspace changes in COPD. Recent results suggest that CT-derived phenotypes provide evidence of underlying phenotype dominance in approximately 40% of subjects [12].

Hyperpolarized 3He magnetic resonance imaging (MRI) has emerged as research method that is complementary to CT because it allows for simultaneous visualization of tissue structure and regional airway function at high spatial and temporal resolution, without the use of ionizing radiation. In particular, the measurement of the 3He apparent diffusion coefficient (ADC) [15], which is a surrogate measurement of airspace size [16], [17], [18], [19], has been previously histologically validated [20] and correlated with CT measurements of emphysema [21]. Ventilation defects or signal voids in 3He spin density images are hypothesized to reflect airflow limitation related to airway narrowing or closure [22], but the exact pathology underlying 3He ventilation defects has yet to be determined. Importantly, both 3He MRI ADC and ventilation measurements have been shown to be highly reproducible [23], [24], [25], sensitive to age [26], [27], [28] and to disease-related changes [25], [29], [30], [31], [32].

Here we describe the results of a proof-of-principle and hypothesis-generating preliminary study where we explore the potential of hyperpolarized 3He MRI to classify (or phenotype) individual COPD ex-smokers based on the relative contributions of ventilation defect and ADC measurements. To our knowledge, this is the first study aimed at evaluating the potential for 3He MRI to detect phenotypes based on the proportional contributions of COPD structural and functional measurements.

Section snippets

Subjects

Twenty subjects were enrolled from the general population of the local tertiary health care center as well as directly from the COPD clinics at three local teaching hospitals. All subjects provided written informed consent to the study protocol approved by the local research ethics board and Health Canada and the study was compliant with both the Health Insurance Portability and Accountability Act (HIPAA, USA) and the Personal Information Protection and Electronic Documents Act (PIPEDA,

Study subjects

Baseline demographic characteristics are provided in Table 1 for the 20 subjects enrolled (13 male) by GOLD criteria [33]. A single subject presented with normal FEV1 and low FEV1/FVC (stage I) with a prior diagnosis of emphysema from thoracic CT. All other subjects were either categorized as GOLD stage II or stage III COPD according to post-bronchodilator spirometry performed on the same day as MRI. Mean body mass index (BMI) and BMI range for each subject subgroup was similar. As the COPD

Discussion

In this pilot study of COPD ex-smokers, we made a number of important observations that are relevant to the potential use of 3He MRI. First, although this was a relatively small pilot study, preliminary analysis showed that there was evidence of a single 3He measurement—either VDP or ADC providing the main contribution to 3He MRI measured disease. In particular, some patients reported high ADC and nearly normal 3He ventilation images with normal ADC based on age-matched healthy non-smoker

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