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Original article
A randomised controlled trial of small particle inhaled steroids in refractory eosinophilic asthma (SPIRA)
  1. David Hodgson1,
  2. John Anderson1,
  3. Catherine Reynolds1,
  4. Garry Meakin1,
  5. Helen Bailey1,
  6. Ian Pavord2,
  7. Dominick Shaw1,
  8. Tim Harrison1
  1. 1Nottingham Respiratory Research Unit, University of Nottingham, Nottingham, UK
  2. 2Nuffield Department of Medicine, University of Oxford, Oxford, UK
  1. Correspondence to Dr Tim Harrison, Nottingham Respiratory Research Unit, University of Nottingham, Clinical Sciences Building, Nottingham City Hospital, Hucknall Road, Nottingham NG5 1PB, UK; tim.harrison{at}nottingham.ac.uk

Abstract

Background Some patients with refractory asthma have evidence of uncontrolled eosinophilic inflammation in the distal airways. While traditional formulations of inhaled steroids settle predominantly in the large airways, newer formulations with an extra-fine particle size have a more peripheral pattern of deposition. Specifically treating distal airway inflammation may improve asthma control.

Methods 30 patients with refractory asthma despite high dose inhaled corticosteroids were identified as having persistent airway eosinophilia. Following 2 weeks of prednisolone 30 mg, patients demonstrating an improvement in asthma control were randomised to receive either ciclesonide 320 µg twice daily or placebo in addition to usual maintenance therapy for 8 weeks. The primary outcome measure was sputum eosinophil count at week 8. Alveolar nitric oxide was measured as a marker of distal airway inflammation.

Results There was continued suppression of differential sputum eosinophil counts with ciclesonide (median 2.3%) but not placebo (median 4.5%) though the between-group difference was not significant. When patients who had changed their maintenance prednisolone dose during the trial were excluded the difference between groups was significant (1.4% vs 4.5%, p=0.028). Though alveolar nitric oxide decreased with ciclesonide the value did not reach statistical significance.

Conclusions These data demonstrate that patients with ongoing eosinophilic inflammation are not truly refractory, and that suppression of airway eosinophilia may be maintained with additional inhaled corticosteroid. Further work is needed with a focus on patient-orientated outcome measures such as exacerbation rate, with additional tests of small airway function.

Trial registration number NCT01171365. Protocol available at http://www.clinicaltrials.gov.

  • Asthma
  • Inhaler devices
  • Pulmonary eosinophilia

This is an Open Access article distributed in accordance with the Creative Commons Attribution Non Commercial (CC BY-NC 4.0) license, which permits others to distribute, remix, adapt, build upon this work non-commercially, and license their derivative works on different terms, provided the original work is properly cited and the use is non-commercial. See: http://creativecommons.org/licenses/by-nc/4.0/

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Key messages

  • What is the key question?

  • Does treatment with an extra-fine particle size inhaled steroid reduce airway eosinophilia in patients with ongoing sputum eosinophilia despite high dose inhaled steroids?

  • What is the bottom line?

  • Sputum eosinophils improved significantly in patients who did not change their baseline maintenance steroid dose, but markers of distal airway inflammation did not change significantly.

  • Why read on?

  • Patients with persistent airway eosinophilia are not refractory to treatment, and targeting this group with higher doses of steroid is likely to be beneficial.

Introduction

Patients with asthma are heterogeneous in terms of inflammation in the airway and response to anti-inflammatory treatment. Most patients with asthma have predominantly eosinophilic inflammation, which responds to a relatively small dose of inhaled corticosteroid (ICS).1 There are patients however, who continue to exhibit eosinophilic airway inflammation despite high dose inhaled steroid,2 and who have more marked impairment of lung function, evidence of airway remodelling, and a higher risk of severe or fatal asthma exacerbations.3–5 The mechanism underlying this persistent inflammation is not clear, but it is not totally steroid resistant, as high dose parenteral steroids have been shown to abolish airway eosinophilia in patients who have ongoing inflammation despite high dose ICS.6 Non-adherence to inhaled treatment is the explanation for a large number of these cases, but other factors probably contribute.

One possible explanation is that systemic steroids reach the small airways (<2 mm in diameter) that are not treated by traditional formulations of ICS. They have been largely ignored until recently, partly because they are more difficult to assess than the larger proximal airways, but also because they were not thought to contribute significantly to airflow obstruction. Improvements in imaging and immunohistochemical techniques have provided a growing body of data to support the idea that the peripheral airways are sites of significant inflammation and physiological dysfunction in asthma,7–13 and that current first-line inhaled anti-inflammatory formulations are not delivering the drug to the distal parts of the lung.14–16

Steroid probably needs to be deposited in the large and small airways to achieve optimal therapeutic effect. The distribution of an ICS within the airway is related to particle size. Higher rates of peripheral deposition are seen as the particle size gets smaller with an optimum size of 1.0–1.2 µm.17 While older metered dose inhalers (MDIs) which used chlorofluorocarbons (CFCs) as propellants had a relatively large median particle size, newer MDIs use hydrofluoroalkanes (HFAs) which generate extra-fine particles and improve total lung deposition.18

This pilot study was designed to determine whether the introduction of extra-fine ICS could maintain the beneficial effects seen from a 2-week course of oral prednisolone in patients on high dose inhaled steroids. To maximise our chances of success we initially phenotyped patients and only included those with evidence of persistent eosinophilic inflammation.

Methods

Subjects meeting the ATS criteria for refractory asthma with evidence of ongoing eosinophilic inflammation (sputum differential cell count ≥3% or blood eosinophils ≥0.4×109/mL) were recruited from difficult asthma clinics in Nottingham and Leicester between November 2010 and August 2013.19 Exclusion criteria included active smoking or a smoking history in excess of 10 pack-years, allergic bronchopulmonary aspergillosis or clinically significant bronchiectasis. All potential participants provided written informed consent and were assessed for treatment adherence using prescribing records from primary and secondary care. Baseline measurements were taken of bronchial and alveolar exhaled nitric oxide (NO), Juniper Asthma Control Questionnaire (ACQ) score, Juniper Asthma Quality of Life Questionnaire (AQLQ) score, and spirometry including bronchodilator reversibility.

All potential trial participants (n=32) were given treatment with 2 weeks of prednisolone 30 mg daily and assessed for clinical improvement prior to randomisation. Clinical improvement was defined as any one of:

  • Normalisation (<25 ppb) or a reduction in concentration of exhaled NO of ≥40%,20

  • An increase in prebronchodilator forced expiratory volume in 1 s (FEV1)

  • An improvement in Juniper ACQ score of ≥0.5 points.22

Subjects who met these criteria (n=30) underwent further sputum induction, and were then randomised in a double-blind manner to receive either ciclesonide 320 µg twice daily or placebo for 8 weeks in addition to their usual maintenance medication; including high dose ICS with or without low dose oral prednisolone. Randomisation was performed in permuted blocks of 10 by the University of Nottingham Clinical Trials Unit. Subjects underwent instruction and assessment of inhaler technique with the trial drug MDI, and those that were unable to achieve an adequate technique with additional instruction (n=4) were issued an AeroChamber Plus (GSK, Middlesex, UK).

The primary outcome measure was the change in sputum differential eosinophil count between randomisation and week 8. Secondary outcome measures were ACQ score, AQLQ score, prebronchodilator FEV1, bronchial NO and alveolar NO at week 8. Safety outcome measures included adverse events and serum cortisol level at week 8. Subjects attended trial visits at week 4 and week 8, with assessment of secondary outcome measures and adverse events at both visits and further sputum induction at week 8. Subjects attended a final follow-up visit at week 12 to reassess secondary outcome measures and adverse events after discontinuation of the trial drug.

Exhaled NO

Measurement of exhaled NO levels was performed using the NIOX Flex (Aerocrine AB, Solna, Sweden). Exhaled NO levels were measured at multiple flows (10 ml/s, 30 ml/s, 50 ml/s, 100 ml/s, 200 mL/s). Exhaled bronchial NO at 50 mL/s (FeNO) was taken as the mean value of two blows. Alveolar NO concentration (Calv) was corrected for axial back diffusion as described by Kerckx et al.23 Two adequate blows at three different flow rates were considered the minimum required to calculate a value for alveolar NO.

Lung function

Spirometry was performed as per American Thoracic Society/European Respiratory Society guidelines,24 using a Vitalograph Gold Standard wedge bellows spirometer (Vitalograph, Buckingham, UK). Subjects were instructed to omit their short-acting bronchodilators for 4 h and their long-acting bronchodilators for 12 h prior to the study visit. For reversibility testing salbutamol was administered as 4×100 µg inhalations from an MDI via a spacer device, with repeat spirometry after a minimum of 15 min.

Asthma control and quality of life

Asthma control was assessed using a self-completed ACQ questionnaire. A score of ≥1.5 was used to define poorly controlled asthma, as this is safely within the uncontrolled range, and is the lowest value at which a clinically significant change in score takes the subject into the ‘controlled’ range.22 Quality of life was assessed using a self-completed AQLQ questionnaire.25

Sputum differential cell count

Inflammatory phenotyping was performed using sputum induction to obtain a differential cell count. The protocol for sputum induction and processing has been previously described,26 and uses a low-output ultrasonic nebuliser to deliver hypertonic saline at increasing concentrations. Subjects were classed as eosinophilic if their differential sputum eosinophil count was ≥3%.27

Statistical analysis

Statistical analysis was performed using Stata SE V.11.2 (Statacorp, Texas, USA). Data for exhaled NO (FeNO) were log transformed to normality prior to analysis. Corrected alveolar NO, differential cell counts for blood and sputum and serum cortisol could not be transformed to normality and were analysed as non-parametrical data. Based on data with a similar cohort of patients,6 16 patients per group would allow detection of a 40% reduction in sputum eosinophil count at 80% power, assuming a median sputum eosinophil count at baseline of 25%. We planned to recruit 20 patients per group to allow for dropouts.

Within-group change was assessed using a paired samples t test for parametrical data and a Wilcoxon signed-rank test for non-parametrical data. Between group differences were assessed using an independent samples t test for parametrical data and a Mann-Whitney U test for non-parametrical data. Changes in log-transformed values for FeNO were expressed as fold change using the antilog of the mean difference, along with the 95% CI.

Due to the short nature of the study participants on oral prednisolone were asked to avoid changing their maintenance dose during the study. Unfortunately five patients did change their maintenance dose during the trial period and so a post hoc, per-protocol analysis was performed evaluating patients who maintained a stable maintenance dose throughout the trial.

Results

Forty-seven patients were approached to take part in the study between December 2010 and August 2013. Thirteen subjects were excluded as they did not have evidence of persistent eosinophilic inflammation. Two subjects did not meet our prespecified criteria for a clinical response to prednisolone, and a further two subjects declined to take part. Thirty subjects were randomised to receive ciclesonide (n=15) or placebo treatment (n=15) and 29 completed all of the study visits (figure 1). Recruitment was closed before the target of 40 patients was reached due to expiry of active and placebo inhalers.

Figure 1

Consort flow diagram. Two patients in the run-in period did not reach our prespecified criteria for clinical improvement despite a reduction in sputum eosinophils. One patient in the placebo group dropped out in week 3 but was included in the final intention-to-treat analysis.

Prior to treatment with prednisolone the two groups were comparable (table 1). Subjects were already receiving high dose inhaled steroid (median 1600 µg of BDP or equivalent daily) and a third were using maintenance prednisolone. For the patient group as a whole there was a significant improvement in sputum eosinophil count, lung function, asthma control and quality of life after 2 weeks of prednisolone (table 2, figure 2).

Table 1

Baseline characteristics

Table 2

Response to 2 weeks of prednisolone during the run-in period for all subjects (n=30)

Figure 2

Sputum eosinophil count before and after 2 weeks of prednisolone.

Twenty-four out of 30 subjects (80%) were able to provide a second sputum sample at week 8. The median sputum eosinophil count in the ciclesonide group was 2.3% (IQR 0.5–13.5%), an increase of 2.3% from the postprednisolone value (p=0.263). In the placebo group the median sputum eosinophil count at week 8 was 4.5% (IQR range 1.0–9.5%), an increase of 4.5% from the postprednisolone value (p=0.041). Though ciclesonide maintained sputum eosinophils at <3% the between-group difference was not significant (p=0.317; table 3, figure 3). There was a trend towards lower corrected alveolar NO in the ciclesonide group at week 8, but the difference did not reach statistical significance.

Table 3

Primary and secondary outcome measures at randomisation and week 8

Figure 3

Median (IQR) sputum eosinophil count before and after 8 weeks of ciclesonide or placebo in addition to usual treatment.

There was no significant decline in lung function, asthma control, quality of life or exhaled NO in either group (table 3). Though there was a trend towards worsening asthma control in the placebo group this was not significant (change in ACQ 0.7, p=0.051). Ciclesonide was well tolerated, with no dropouts due to adverse effects and no significant suppression of serum cortisol (median change from baseline −62 nmol/L, p=0.327 vs +34 nmol/L in the placebo group, p=0.953). Though more subjects in the placebo group reported worsening breathlessness or wheeze in the 8-week trial period (4 vs 1 in the ciclesonide group) this was not significant.

Effect of change in maintenance steroid

Although all subjects were requested to try and keep their maintenance dose of oral prednisolone constant during the study, five subjects (three in the placebo group and two in the ciclesonide group) were taking a higher than usual maintenance dose of steroid at the week 8 visit. In addition, one subject in the ciclesonide group felt well enough to stop their maintenance steroid dose during the trial period and experienced an exacerbation just before week 8 (see figure 3). As this is very likely to have an effect on the outcome measures for airway inflammation at week 8 an additional per-protocol analysis was performed excluding these patients.

Again, there was a significant rise in sputum eosinophils over 8 weeks with placebo (4.5%, p=0.014) which was not seen in the ciclesonide group (table 4) and the between-group difference was significant (p=0.028). There remained no significant differences between groups for any of the secondary outcome measures.

Table 4

Primary and secondary outcome measures at randomisation and week 8 for subjects with no change in maintenance prednisolone dose

Discussion

The run-in data from this study demonstrates that subjects with persistent eosinophilic inflammation remain responsive to additional corticosteroid, and that 2 weeks of systemic corticosteroids largely eliminates airway eosinophilia while improving asthma control, quality of life and lung function. These changes are unlikely to be fully explained by poor inhaler technique or non-adherence to treatment, as these factors were accounted for before the subjects were entered into the trial. The benefits seen in the run-in period with oral prednisolone were maintained after 8 weeks with the addition of ciclesonide to regular maintenance therapy whereas sputum eosinophilia was reappearing in patients treated with placebo. When changes to oral maintenance therapy were accounted for there was significantly less airway eosinophilia with ciclesonide compared with placebo.

The main limitations of our study include its size, duration and the lack of a third limb containing standard formulation inhaled steroid. Studying patients with severe asthma is difficult and so before attempting a much larger, longer study, powered to see a difference in asthma control, we felt it was essential to first demonstrate proof of concept in a pilot study using the proxy marker of sputum eosinophilia. The beneficial effects from the addition of high dose inhaled ciclesonide on sputum inflammation may simply result from the addition of more inhaled steroid. There is however limited evidence of a dose response curve for standard inhaled steroids after approximately 1000 µg beclometasone dipropionate (BDP) or equivalent,28 ,29 and patients in our study were already using up to 4000 µg daily. We, therefore, postulate that the beneficial effects on sputum eosinophilia seen here could be secondary to the introduction of a fine-particle inhaled steroid, with improved deposition throughout the lung including the distal airways. We included measurements of alveolar NO to explore this hypothesis further but the results were inconclusive and do not help differentiate a small airway from a more general anti-inflammatory effect. We did not include other markers of small airway dysfunction as none have been validated and most are relatively difficult to use in patients with more severe asthma.

The evidence for distal airway disease in some patients with difficult to control asthma is compelling. Patients with predominantly nocturnal asthma have evidence of marked eosinophilic inflammation in the distal, but not the proximal airways when biopsy samples are compared, with a fourfold increase in alveolar eosinophils correlating with worsening lung function and an increase in symptoms.13 This is not accompanied by an increase in peripheral blood eosinophils, suggesting it is an accumulation in the alveolar tissue rather than a general inflammatory response.30 There is evidence of physiological dysfunction as well as inflammation in the small airways in subjects with asthma. Wagner et al9 used a wedged bronchoscope with a double lumen catheter to measure airway resistance in the small airways. Subjects with asymptomatic asthma and normal spirometry were compared with control subjects, and were found to have more than a sevenfold increase in peripheral airway resistance, suggesting a degree of disease activity not detected by traditional measures of lung function. Reduction in elastic recoil, which is seen in subjects with emphysema, has also been found in patients with chronic severe asthma with normal diffusion capacity and CT appearances, likely reflecting pathological changes in the small airways.12

A number of studies have explored the effect of extra-fine particle size inhaled steroids on small airway function. In a study comparing HFA-BDP with CFC-fluticasone propionate (FP), while both inhalers improved standard markers of airflow obstruction in patients with moderate uncontrolled asthma, only the HFA-BDP formulation improved closing volume to vital capacity ratio and residual volume, both markers of small airway dysfunction.31 Goldin et al32 used high resolution CT to measure lung attenuation as a surrogate marker of air trapping, and demonstrated that HFA-BDP but not CFC-BDP reduced air trapping following methacholine challenge. In a further open-label study, Verbanck et al33 used multiple breath nitrogen washout to assess changes in peripheral airway function following treatment with HFA-BDP in 30 patients with stable asthma. Sixteen subjects with abnormal acinar ventilation at baseline showed significant improvement in peripheral, but not central airway function with a switch to the extra-fine steroid preparation. Yamaguchi et al34 used impulse oscillation to assess small airway function in steroid naive patients with asthma, who were randomised to receive either HFA-BDP or CFC-BDP for 12 weeks. At the end of the treatment period, while both groups showed improvements in markers of large airway disease only the patients receiving HFA-BDP showed an improvement in small airway resistance. Others have used alveolar NO to look for treatment effects on the small airways. Like us, Williamson et al35 found that alveolar NO was insensitive to changes in dose of ICSs and Gelb et al36 found no change in alveolar NO with the addition of a leukotriene antagonist despite small changes in spirometry. Whether alveolar NO is a useful marker of small airway inflammation in much larger studies remains to be seen.

The extra-fine formulations appear to be safe and well tolerated, with no difference in pituitary function or urinary free cortisol excretion when compared with an equivalent dose of CFC BDP.37 There is also a lower incidence of oropharyngeal candidiasis and dysphonia with extra-fine formulations, which may be due to reduced deposition of drug at these sites,37 or in the case of ciclesonide reduced drug activation outside the lung.16

The strength of this study is that we used a real-world population of patients with severe asthma. We selected patients with evidence of persistent eosinophilic inflammation, despite high-dose inhaled steroids to maximise our potential for success. Although this reduces the generalisability of our study it is in line with the current management of severe asthma which encourages the selection of patients with specific phenotypes to maximise efficacy from novel therapies. Treatment was not withheld or withdrawn during the study period, which reflects normal clinical practice, and treatment adherence was checked thoroughly before entering patients into the study. The difficulty in translating the results into clinical practice lies in the identification of patients with ongoing eosinophilic inflammation. Though induced sputum is very effective, it is relatively labour-intensive, requiring manual cell counts, and is not widely available. Though some clinicians advocate a therapeutic trial of prednisolone to identify those with residual eosinophilic inflammation it would mean overtreating many patients (in this study around 30% of patients identified had non-eosinophilic inflammation, see figure 1) and is not without risk. It may be possible to identify patients with ongoing airway eosinophilia using proxy markers such as FeNO and blood eosinophils, but more work is required in this area.

This was a short-term, pilot study to evaluate the effect of ciclesonide in refractory eosinophilic asthma, and as such was not designed to look at outcomes such as exacerbation rate. It has been demonstrated that a treatment strategy based on normalising sputum eosinophil count can significantly reduce asthma exacerbations and hospital admissions.27 Further work with a longer period of follow-up is needed to establish if the beneficial short-term effects of extra-fine particle size steroids translate into a longer-term reduction in exacerbations and, ultimately, a reduction in systemic steroid exposure. A third treatment arm with a higher dose of a standard formulation ICS would help to differentiate an effect on the small airways over simply more corticosteroid in the airways. If confirmed, this approach would be safer than continuing oral prednisolone and considerably cheaper than new biological therapies such as omalizumab or anti IL-5 which also reduce asthma exacerbations.

Acknowledgments

This paper summarises independent research funded by the National Institute for Health Research (NIHR) under its Research for Patient Benefit Programme (Grant Reference Number PB-PG-0909-20101). The views expressed are those of the author(s) and not necessarily those of the NHS, the NIHR or the Department of Health. We are grateful to all trial participants who gave up their time to take part in the study, and thank Tekeda for supplying the active and placebo inhalers.

References

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Footnotes

  • Twitter Follow David Hodgson at @dbhodgson

  • Contributors TH had full access to all of the data in the study, is the guarantor of the content of the manuscript, including the data and analysis, and takes responsibility for the integrity of the data and the accuracy of the data analysis, including any adverse effects. TH, DH, DS and IP were co-applicants on the NIHR research for patient benefit grant. DH, JA and CR contributed substantially to data collection. Sputum samples were processed by DH, GM and HB. TH, DH, JA, CR, GM, HB, IP and DS contributed substantially to the study design, data analysis and interpretation, and the writing of the manuscript.

  • Funding Department of Health-National Institute for Health Research (PB-PG-0909-20101).

  • Competing interests None declared.

  • Ethics approval The study was approved by the MHRA and Nottingham Research Ethics Committee 2.

  • Provenance and peer review Not commissioned; externally peer reviewed.

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