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COPD, diagrams and traditions: time to move on?
  1. Jørgen Vestbo
  1. Professor J Vestbo, Respiratory Research Group, ERC Building, 2nd Floor, Wythenshawe Hospital, Southmoor Road, Manchester M23 9LT, UK; jorgen.vestbo{at}

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The non-proportional Venn diagram explaining the components of chronic obstructive pulmonary disease (COPD) has been a graphical “COPD evergreen” along the Fletcher-Peto curve ever since it was proposed by Snider.1 The diagram has very much been intended as a way of visualising the concepts behind the processes contributing to COPD, but over the last few years there has been a growing interest in quantifying the various components of the diagram.2 3 These studies have used registered administrative diagnoses or self-reported diagnoses with the possibilities that errors in diagnostic labelling may have introduced significant bias. In this issue of Thorax Marsh et al4 present a proportional Venn diagram based on clinical data, pulmonary function measurements and CT findings from an ongoing population study in New Zealand (see page 761).

Marsh et al found that asthma was a significant cause of COPD in their general population sample; 55% of patients with COPD fulfilled their criteria for asthma whereas 30% had questionnaire-derived chronic bronchitis and 32% had emphysema defined by CT or reduced transfer factor. The overwhelming—and somewhat surprising—impact of asthma on COPD is not substantially different from that found in the previous studies;2 3 nevertheless, it challenges our traditional views and deserves attention. In addition, a significant proportion of patients with COPD were never smokers (36% overall, ranging from 13% among COPD patients with emphysema to 38% among COPD patients with asthma).

The quick and easy interpretation of these findings is that asthma is the predominant cause of COPD and that we should stop viewing COPD as a disease closely related with smoking. For one thing, this would definitely change the view of COPD, as asthma—in contrast to complications of smoking—can hardly be said to be self-inflicted! However, as with most other simple views, the concept of COPD as mainly persistent asthma with an irreversible component is likely to be misleading.

First, COPD is defined simply as a post-bronchodilator forced expiratory volume in 1 s/forced vital capacity (FEV1/FVC) ratio <0.7 and no known diagnosis of bronchiectasis or tuberculosis. This is quoted as being taken directly from current guidelines such as the GOLD guidelines,5 but the guideline actually has a section dealing with COPD and asthma, patients with overlapping features and the differences in underlying airway inflammation. Although the guideline does not come up with clear guidance on how to label these patients, it does not recommend that every patient with asthma with a post-bronchodilator FEV1/FVC ratio <0.7 should be labelled as having COPD.

Second, the criteria for asthma are equally questionable. Marsh et al use a doctor’s diagnosis of asthma or bronchodilator reversibility of >15%. Diagnostic labelling as a cause of bias may vary substantially from region to region and, at least in places other than New Zealand, patients with mild symptoms and airflow obstruction may be given an initial diagnosis of asthma even if the diagnosis after months of treatment with little effect on lung function turns out to be COPD. Also, the prevalence of asthma varies and is notoriously high in New Zealand.6 There is no doubt that asthma is characterised by variable airflow obstruction and therefore bronchodilator reversibility. There is at the same time no doubt that reversibility can be demonstrated in patients with COPD without any other features of asthma, and to most clinicians it seems intuitively wrong to state that these patients have asthma merely because of one measure of a feature of airflow obstruction that is known to be highly variable.7

However, these points of criticism are unlikely to account for all of the findings in the paper by Marsh et al. It seems to have been a feature of COPD epidemiology that focus has to a high degree been on smoking as this is the major exposure relevant for COPD. This traditional approach has probably led to over-interpretation of the impact of smoking on COPD, as pointed out recently by the same authors.8 In a recent 25-year follow-up study we found that 9% of never smokers, 11% of ex-smokers and 31% of continuous smokers—all with normal lung function at baseline—developed COPD over a 25-year period.9 Nevertheless, whereas a clinician may be intrigued by the cause of COPD in the never smoker, he/she easily ascribes all COPD in smokers to the smoking habit despite the fact that a proportion of smokers would have had COPD even if they had not smoked. Data from the Burden of Lung Diseases programme have also clearly demonstrated a larger than traditionally expected prevalence of COPD among never smokers.10

In a larger perspective, there are two areas where the findings from the study by Marsh et al could therefore potentially have implications. The findings come from epidemiology, and this research discipline often impacts on disease prevention. Here, the message is quite clear. First, smoking cessation is essential for many reasons, including the prevention of COPD. Second—and clear from the paper by Marsh et al4—prevention of irreversible airflow obstruction includes better diagnosis, treatment and follow-up of asthma. For the clinicians, however, the implications are probably less important. In the clinical setting, little time is usually spent on thinking about the components of COPD in general. Instead, the focus is on the individual patient, the patient’s clinical characteristics, and the choice of treatment and secondary/tertiary prevention for the patient. As part of this process the clinician will make his/her own evaluation of the presence of previous asthma and features of current asthma and take these into account when making clinical decisions. Asthma with not fully reversible airflow obstruction will often continue to be treated like asthma and there are data to support this clinical practice.11 For research there is also a take-home message from this study. There is currently huge interest in the development of biomarkers in COPD, often with the aim of identifying patient groups with different natural histories.12 13 Biomarkers are often thought of as substances measurable in blood, sputum or exhaled air, but the study by Marsh et al points out the value of clinicians’ evaluation as biomarkers for defining phenotypes of COPD and thus underscores the role of the clinician in this type of translational research.

Finally, is the non-proportional Venn diagram really a useful way of illustrating the components of COPD? Often the components of COPD are described as alveolar destruction (emphysema), small airway fibrosis (bronchiolitis) and chronic bronchitis. As most of the airflow obstruction is due to reduced airflow in the small conducting airways,14 it seems a little odd not to have small airways disease in the diagram. Should we then start working with an updated Venn diagram? Probably not. Perhaps the problem is that the Venn diagram should never have been taken too literally. It can stimulate thought and illustrate the heterogeneity of COPD; however, the effect of adding numbers to the diagram should motivate us to move on and try to gain new insights into this disease by coming up with novel concepts and potentially new subgroups of COPD which we had no idea ever existed.


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  • Competing interests: None.

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