Article Text


Aetiological role of viral and bacterial infections in acute adult lower respiratory tract infection (LRTI) in primary care
  1. D D Creer1,
  2. J P Dilworth2,
  3. S H Gillespie3,
  4. A R Johnston2,
  5. S L Johnston4,
  6. C Ling3,
  7. S Patel3,
  8. G Sanderson4,
  9. P G Wallace5,
  10. T D McHugh3
  1. 1Barnet General Hospital, Wellhouse Lane, Barnet EN5 3DJ, UK
  2. 2Department of Thoracic Medicine, Royal Free and University College Medical School, University College London, UK
  3. 3Centre for Medical Microbiology, Royal Free and University College Medical School, University College London, UK
  4. 4Department of Respiratory Medicine, National Heart and Lung Institute & Wright Fleming Institute of Infection and Immunity, Imperial College, London, UK
  5. 5Department of Primary Care and Population Sciences, Royal Free and University College Medical School, University College London, UK
  1. Correspondence to:
    Dr J P Dilworth
    Department of Thoracic Medicine, Royal Free Hospital, London NW3 2QG, UK; paul.dilworth{at}


Background: Lower respiratory tract infections (LRTI) are a common reason for consulting general practitioners (GPs). In most cases the aetiology is unknown, yet most result in an antibiotic prescription. The aetiology of LRTI was investigated in a prospective controlled study.

Methods: Eighty adults presenting to GPs with acute LRTI were recruited together with 49 controls over 12 months. Throat swabs, nasal aspirates (patients and controls), and sputum (patients) were obtained and polymerase chain reaction (PCR) and reverse transcriptase polymerase chain reaction (RT-PCR) assays were used to detect Streptococcus pneumoniae, Mycoplasma pneumoniae, Chlamydia pneumoniae, Legionella pneumophila, influenza viruses (AH1, AH3 and B), parainfluenza viruses 1–3, coronaviruses, respiratory syncytial virus, adenoviruses, rhinoviruses, and enteroviruses. Standard sputum bacteriology was also performed. Outcome was recorded at a follow up visit.

Results: Potential pathogens were identified in 55 patients with LRTI (69%) and seven controls (14%; p<0.0001). The identification rate was 63% (viruses) and 26% (bacteria) for patients and 12% (p<0.0001) and 6% (p = 0.013), respectively, for controls. The most common organisms identified in the patients were rhinoviruses (33%), influenza viruses (24%), and Streptococcus pneumoniae (19%) compared with 2% (p<0.001), 6% (p = 0.013), and 4% (p = 0.034), respectively, in controls. Multiple pathogens were identified in 18 of the 80 LRTI patients (22.5%) and in two of the 49 controls (4%; p = 0.011). Atypical organisms were rarely identified. Cases with bacterial aetiology were clinically indistinguishable from those with viral aetiology.

Conclusion: Patients presenting to GPs with acute adult LRTI predominantly have a viral illness which is most commonly caused by rhinoviruses and influenza viruses.

Statistics from

Respiratory tract infections are the most common reason for primary care consultations.1 One third of all respiratory tract infections are lower respiratory tract infections (LRTI)2 with an incidence of 44–50 per 1000.3,4 Most LRTI in primary care in Europe including the UK are treated with antibiotics,2 despite the limited evidence of clinical benefit and the fact that overuse of antibiotics is associated with an increasing rate of antibiotic resistance.5

The aetiology of acute LRTI presenting to primary care physicians is also poorly established due to inadequate patient definition and limited pathogen detection (16–55%)3,4,6–8 resulting from a combination of inadequate clinical sampling and pathogen detection methodology, particularly for respiratory viruses. For example, a study using serology for respiratory viruses and atypical bacteria found evidence of infection in only 16% of adults with acute bronchitis.8 Yields of 29% and 40% were achieved when viral culture of nasopharyngeal washings and sputum culture for bacteria was added.6,7 A diagnostic yield of 44% was achieved, but required a range of samples including induced sputum, urine, saliva, throat swab and blood for serology to identify pathogens.4

Thus, little is known about the aetiology of ambulatory patients with mild or moderate LRTI without evidence of pneumonia. Moreover, none of the previous studies investigating the aetiology of LRTI in primary care has included organism detection in a control population. A comparison of the detection rates of potential viral and bacterial pathogens between patients and matched controls is essential in attributing a pathological role for the organisms detected. We present the results of a 12 month observational study of the aetiology of LRTI using both culture and nucleic acid amplification techniques for the detection of potential pathogens.



Adult patients (⩾18 years) were recruited from two general practices with a multi-ethnic patient population of 15 000 from social classes I–V. All patients were surgery attendees; no recruitment was undertaken out of hours or on home visits. Acute LRTI were defined as a new or worsening cough and at least one other lower respiratory tract symptom for which there was no other explanation, present for ⩽21 days.3 Patients were excluded if they had underlying chronic suppurative lung disease (defined as bronchiectasis, lung abscess or empyema), tuberculosis, immunodeficiency, or previous study participation (3 weeks). Antibiotic prescription, investigation, and follow up were at the discretion of the GP. Age, sex, and season matched controls were recruited from general practice patients attending for non-respiratory and non-infective illnesses and other healthy volunteers with no history of respiratory tract symptoms for 2 months prior to recruitment using the same exclusion criteria as patients. Recruitment took place between May 2000 and April 2001.

The study was approved by the Royal Free NHS trust local ethics committee and written consent was obtained from all patients and controls before inclusion into the study.

Study design

All patients were seen by the study research fellow (DDC) at the initial GP consultation and at a planned visit 4 weeks later. Demographic and clinical data (duration and nature of symptoms, past medical history, pulse rate, respiratory rate, and temperature) and details of the patient’s management (antibiotic treatment) were recorded.

Specimen collection and processing

Throat swabs, nasal aspirates, and blood for C-reactive protein (CRP, normal range <5 mg/dl) were collected from patients and controls and sputum was collected from patients when possible at the first visit. In those patients who were prescribed antibiotics, specimens were obtained before the antibiotics were taken.

Samples analysed by viral and atypical bacterial reverse transcriptase polymerase chain reaction (RT-PCR)

Nasal aspirates were collected, mixed with 4 ml of viral transport medium (VTM), aliquoted and stored at −70°C within 1 hour of sampling.9 When rhinorrhoea was absent or minimal it was induced using a single 100 μl nasal spray to each nostril of sterile 8 mg/ml histamine (Nova Laboratories Ltd, Leicester, UK).9 A sputum plug was mixed in 4 ml VTM, aliquoted into four sterile RNase free microtubes (Bioquote Ltd) and stored at −70°C within 1 hour of sampling.

Samples analysed by bacterial PCR and by standard sputum culture

Sputum was processed on the day of collection and standard Gram’s staining and bacterial culture performed. Heat killed sputum aliquots were stored for PCR at −70°C. Throat swabs were transported to the laboratory within 24 hours of collection, stored at 4°C for up to 48 hours, and then stored at −70°C.

Sample processing for PCR

DNA extraction for PCR

Throat swabs were expressed in 1 ml DNase free sterile water. For DNA extraction either 250 μl of throat swab diluent or 250 μl sputum aliquots were mixed with an equal volume of 10% Chelex (Sigma, UK) and the supernatant removed after centrifugation and used as the sample template for PCR. DNA was extracted from positive controls (Streptococcus pneumoniae, Staphylococcus aureus, Haemophilus influenzae, Mycoplasma pneumonaie, Legionella pneumophila, Mycobacterium tuberculosis, Escherichia coli, Pseudomonas aeruginosa, group C streptococcus, viridans type streptococci, coagulase negative staphylococcus, and Candida species) by proteinase K and 10% sarkosyl digestion followed by a standard phenol-chloroform extraction method. The positive control for Chlamydia pneumoniae was a plasmid containing the C pneumoniae outer membrane protein gene.

RNA extraction for RT-PCR

RNA extraction from 140 μl sputum and nasal aspirate aliquots and positive controls (influenza viruses AH1, AH3 and B, parainfluenza viruses 1, 2 and 3, rhinovirus 16, coronaviruses 229E and OC43, RSV, adenovirus, M pneumoniae and C pneumoniae) was performed using QIAamp viral RNA mini spin columns following the manufacturer’s instructions (QIAGEN Ltd, West Sussex, UK).

Reverse transcription

RNA was reverse transcribed using both random hexamers (Promega, Southampton, UK) and a specific picornavirus (rhinovirus and enterovirus) primer OL279 (Oswel, Southampton, UK) to produce cDNA representative of all RNA species in the original clinical sample and picornavirus specific cDNA, respectively.

PCR protocols

The RT-PCR panel was used to identify M pneumoniae,10C pneumoniae,11 influenza viruses AH1, AH3 and B,12 parainfluenza viruses 1–3,13 coronaviruses 229E and OC43,14 respiratory syncytial virus (RSV) A and B,15 adenoviruses,16 and rhinoviruses and enteroviruses.17 The PCR panel was used to identify L pneumophila,18M pneumoniae,10C pneumoniae,19 and S pneumoniae using a novel PCR. This protocol was designed and optimised to target the pneumolysin gene using TGTTGAGACTAAGGTTACAGCT (PNL1) and ACCTGAGGATAGAGAGTTGTTC (PNL2) primers. Positive and negative controls were included in each series of up to 20 samples.

Statistical analysis

Statistical significance was assessed using the χ2 test for categorical variables and the Mann-Whitney U test and Student’s t test for non-parametric and parametric continuous variables respectively using GB-STAT statistics software (Dynamic Microsystems, Inc, Silver Spring, USA). A p value of <0.05 was considered to be statistically significant. Data are presented as mean and standard deviations unless otherwise stated.


A total of 80 patients with acute LRTI and 49 controls were recruited during the 12 month study period. Recruited LRTI patients were representative of the adult LRTI population (table 1) as both groups were of similar age with a similar percentage of women, re-consultation rates, and GP antibiotic prescription rates. Smoking history and a history of obstructive lung disease were less common in the total LRTI population than in the recruited LRTI patients. There were no significant differences in age, percentage of women, and smoking histories between patients and controls (p>0.05), but a history of obstructive lung disease was less common in control subjects (p = 0.02). Throat swabs were collected from all patients and controls and nasal aspirates from 77 (96%) and 48 (98%), respectively. Sputum was collected from 60 patients (75%). No patient entered the study on a second occasion.

Table 1

 Demographic details of the general LRTI population, LRTI patients, and controls

Clinical features of recruited LRTI patients and controls

There were no significant differences between recruited LRTI patients and controls in temperature (p = 0.01), but respiratory rates, pulse rates, and CRP levels were significantly higher in patients (p<0.001, table 2). At presentation, the mean (SD) duration of the illness in patients was 8.7 (5.5) days. Symptoms were recorded in decreasing frequency as follows: cough (100%), discoloured sputum (83%), upper respiratory tract symptoms (81%), breathlessness (77%), wheeze (71%), sweating (69%), headache (69%), fever (60%), chest pain (56%), myalgia (50%), and haemoptysis (9%).

Table 2

 Clinical features of patients with LRTI and controls

Antibiotic prescription for LRTI

Antibiotics were prescribed to 64% of the recruited patients with LRTI (table 1). A second course of antibiotics was prescribed to 40% of the patients who re-consulted during the 4 weeks before the second study visit.

Aetiology of acute adult community acquired LRTI

At least one organism was identified in 55 patients with LRTI compared with seven controls (69% v 14%; p<0.0001). A total of 79 organisms (57 viruses, 22 bacteria) were identified in LRTI patients compared with nine (six viruses, three bacteria) in controls (p<0.0001, table 3). The overall identification rates for the patient population were 63% for viruses and 26% for bacteria, compared with 12% (p<0.0001) and 6% (p = 0.013), respectively, for the control population, demonstrating the underlying carriage rates for these groups of organisms.

Table 3

 Organisms detected in patients with LRTI and controls

The most common viruses identified in patients with LRTI were rhinoviruses (in 33%) and influenza viruses (in 24%) compared with 2% (p<0.001) and 6% (p = 0.013), respectively, in controls. The pneumolysin gene PCR detected S pneumoniae in 15 LRTI patients (including the one patient who was S pneumoniae sputum culture positive) and two controls (p = 0.03). Sputum bacterial culture detected seven organisms (five H influenzae, one M catarrhalis, and one S pneumoniae).

Multiple organisms were identified in 18 of the 80 patients with LRTI (22.5%) and two of the 49 controls (4%, p = 0.011). Influenza viruses were the most common virus type associated with mixed viral and bacterial infection (10/15) followed by rhinoviruses (8/15). Mixed viruses were detected in eight patients, most commonly rhinovirus and influenza virus (7/8). Mixed bacterial infection was found in one patient with an associated mixed viral infection (H influenzae, S pneumoniae, coronavirus and rhinovirus). In four patients three organisms were identified (three with S pneumoniae, influenza virus and rhinovirus, one with M pneumoniae, influenza virus and rhinovirus). Only six of 21 LRTI patients with bacteria detected had isolated bacterial infection (three S pneumoniae, two H influenzae, and one M catarrhalis).


In this 12 month observational study we used nucleic acid amplification assays to detect both bacteria and viruses in acute adult LRTI in primary care. The majority of mild LRTI had a viral aetiology although mixed viral/bacterial infections were also common, and patients with a bacterial aetiology alone were not clinically distinguishable from those with viral LRTI. A low rate of recruitment led to a small study size; this was limited by the requirement for patients to meet with a second physician (the study Clinical Fellow) after the initial consultation with their GP. However, the study population was representative of the LRTI population presenting to the recruiting GPs. In particular, there were no significant differences in age, the proportion of women, prescription rate, or re-consultation rate observed (table 1). The characteristics of the patients in this study are also similar to recent studies performed in the UK which have reported a higher proportion of women and high prescription and re-consultation rates.3 Lower rates of smoking and obstructive lung disease in the entire LRTI population compared with the study population were noted and may be the result of under-reporting of smoking and obstructive lung disease in the GP records. The incidence of LRTI of 37 per 1000 adult population per year in this study is also comparable to the rate of 44 per 1000 recently reported by Macfarlane et al,3 with the slightly lower rate coinciding with the reported low consultation levels for acute bronchitis and acute respiratory illness for England during the 2000/1 season.20

In this study an organism was detected in 69% of adults with acute moderate LRTI and was achieved by the use of PCR assays for the most common respiratory viruses and bacteria, and also by collection of specimens from throat swabs, nasal aspirates, and sputum. At the time of the study PCR assays were not available for H influenzae or M catarrhalis in our laboratory and addition of these may have further improved the rate of detection of pathogens. Even so, this detection rate is considerably higher than previous studies (16%8 and 55%4). In the present study respiratory viruses were the most common cause of acute adult LRTI, occurring in 63% of patients, while bacteria were detected in 26%.

Previous studies have reported rates of virus detection ranging from 9% to 31% in acute adult LRTI using standard methods.4,6–8 The studies with higher detection rates relied heavily on serology for virus detection and these data could be interpreted as suggesting that viruses are not important causes of acute adult LRTI. However, serological detection of rhinoviruses and coronaviruses is not widely used and viral culture is very insensitive. In this study, viruses were detected in 63% of patients using combined nasal aspiration and sputum sampling where available. The most common viruses were rhinoviruses (33% of patients) followed by influenza viruses (24%) and coronaviruses (6%). A previous study by Macfarlane et al3 which used throat swabs alone achieved a total virus detection rate of 19%, the three most common viruses being influenza, coronaviruses and rhinoviruses. Both the current study and the study by Macfarlane et al3 used PCR assays for virus detection, which suggests that the differences in viral detection rates may be due to the addition of nasal aspirates and sputum for virus PCR in our study. This is supported by previous studies in which nasal aspirates and sputum were used successfully with detection rates of 76–85%.21,22

Bacteria were detected in 26% of patients and the distribution of organisms corroborates data from previous studies in which bacterial detection varied between 6% and 26%,3,6,7 indicating that direct detection of bacterial infection in acute adult LRTI in primary care is relatively uncommon. A bacterial yield of 44% was obtained in a primary care study of patients with LRTI treated with antibiotics using a combination of sputum culture (induced if necessary) and serology;4H influenzae (8%) was cultured from sputum more commonly than S pneumoniae (6%) as in our study. However, the majority of bacterial infections, and particularly S pneumoniae (30%), were identified by serology and not by direct detection.4 The present study directly detected only a single case of M pneumoniae. In comparison, the study by MacFarlane et al3—which reported the highest yield of infectious agents in adult LRTI in primary care to date (55%)—reported that infection with atypical pathogens (predominantly C pneumoniae) was inferred by serology in 25% of patients. PCR did not yield any positive samples in the study by MacFarlane et al. This difference may be due to the fact that recruitment occurred over different seasons, or the discrepancy between the serological and PCR results in the study by MacFarlane et al might result from use of throat swabs for the detection of these organisms by PCR. In our study, PCR in throat swabs, nasal aspirates, and sputum were used with concordant results and M pneumoniae was detected in a single patient. Other organisms were identified, which suggests that there were no significant inhibitors of PCR present in the assays. These data suggest that, in contrast to the study by Macfarlane et al using serology,3M pneumoniae and C pneumoniae were an uncommon cause of acute LRTI in adults in the season studied.

Co-infection with more than one organism was found in 18 of the 80 patients with LRTI (22.5%), and the majority of these were mixed bacteria/viral infections (15/18, 83%). Co-infection rates of 25% and 32% have been reported in previous LRTI studies.3,4 The clinical features and outcome of those with isolated bacterial infection were not significantly different from those with isolated viral infection. There is therefore no clinically useful way to differentiate between patients with bacterial infection and those with viral infection, and thus no clinical way to guide antibiotic treatment. Nevertheless, the prescription rate in the present study was 64%, the same as the prescription rate for adult LRTI patients not recruited into the study and similar to the rate recently reported elsewhere for LRTI in primary care.3

This is the first study of LRTI in primary care to compare patients with a matched control population, permitting aetiological relationships to be inferred. This is particularly important in studies using sensitive methods of detection such as PCR, and inclusion of controls would have aided interpretation of previous studies that relied heavily on serology for diagnosis. In the present study controls were well matched for age, percentage of women, and smoking history. A history of obstructive lung disease was significantly more common in recruited LRTI patients than in controls. The significantly higher respiratory rate and CRP levels in patients compared with controls suggest the likelihood of patients having an infective respiratory illness (p<0.001). The significantly higher identification rates in the patient population (69%) than in controls (14%, p<0.001) and the similarity of our detection rate in matched controls to previous reports23 provide confirmation of the causative role of the majority of the pathogens detected in this study.

In summary, we have shown that LRTI in primary care is predominantly a viral illness with a high rate of antibiotic prescription that is unrelated to bacterial aetiology. Infection with atypical bacterial pathogens was negligible.


The authors thank the general practitioners and nurse practitioners who helped with recruitment and specimen collection at both the Hampstead group practice and Lawrence House surgeries; Dr Richard Morris, Royal Free and University College Medical School, for help with the statistics; and Mike Edwards for help with the picornavirus digests. The laboratory work could not have been achieved without the meticulous sample processing and archiving by staff members of the Department of Medical Microbiology, Royal Free Hospital.

View Abstract


  • Published Online First 14 October 2005

  • The study received funding and support from the North Central Thames Primary Care Research Network (NoCTeN) and Royal Free NHS Trust Collaborative Project Grant. GS was supported by a British Lung Foundation/Severin Wunderman Family Foundation Lung Research Programme Grant awarded to SLJ.

  • Competing interests: none.

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